Related Publications

We advance a gender equality and social inclusion (GESI) framework for incorporating climate information services (CIS), which is now becoming central due to the ongoing climate change and climate variability. We understand gender as a social construct of who women and men are supposed to be. Gender inequalities seem to be enduring such that, despite innovations in agricultural and climate information technologies, unequal gender power dynamics will still emerge. As far back as the 1960s, the gendered inequalities in accessing technologies could be identified. Such a historical analysis clearly shows that the different technological solutions are clearly embedded within the society in which they evolve in. The paper uses a literature review methodological approach whilst informing the implementation of an ongoing Accelerating Impacts of CGIAR Climate Research for Africa (AICCRA) Project. The findings reveal that unless women are intentionally included in designing and developing agricultural technologies, specifically climate information systems, there is a danger that women will be excluded from the benefits. Conway’s law clearly stipulates that technological innovations are not neutral as they are a projection of the values of their creators. It is, therefore, central to grasp the values of creators of different technological solutions and innovations. The key findings are built around the espoused conceptual framework, which has five indicators, namely: (1) gender targeting by intentional design, (2) collection of sex-disaggregated data, (3) conduct an analysis of the sex-disaggregated data, (4) dissemination of the technological options and (5) conduct continuous monitoring of gender and ongoing empowerment evaluation. The five indicator domains are further complemented by their respective assumptions. Our GESI recommendations are on the five selected indicator domains. These domains must be used within the three focal development areas: agricultural data hub, climate information services training, and flood and drought indicators, which are all being implemented in Zambia. Other AICCRA Project countries are Ethiopia, Ghana, Kenya, Mali, and Senegal. This paper engages why CIS has not gained significant traction in Africa, as it has not genuinely incorporated the differential gender technological nuances.

Large-scale male outmigration has placed new pressures on both men and women, especially regarding labour division in farm households and involvement in Water Users Associations (WUAs). This paper illustrates how the interplay between existing gender norms, male migration, remittances, and alternative sources of male labour influence women’s agency and WUA decision-making processes in Nepal. Despite official quotas aimed at promoting women’s participation in WUAs, some women prefer to monetise membership contributions rather than actively engage with the organisation. Others pursue strategic interests through changing WUA rules and, in the process, bringing about an adjustment of cultural norms. Women’s agency is derived not only from their knowledge of irrigation systems features and their ability to manage them; it is also related to their ability to learn new organisational skills and to apply them in the WUA context to negotiate and mobilise rules and resources. Women (re)shape their WUA involvement in conjunction with their farming strategies, their view of the WUA’s functionality, and whether they perceive the involvement as either an opportunity for productive engagement or as merely an increase in their already heavy workload.

Our food production system is unsustainable and threatening planetary boundaries. Yet, a quarter of the global population still lacks access to safe and nutritious food, while suboptimal diets account for 11 million adult deaths per year. This Voices asks: what critical barriers must be overcome to enable sustainable, healthy, accessible, and equitable diets for all?

Digital innovations and interventions can potentially revolutionize agri-food systems, especially in coping with climate challenges. On a similar note, digital research tools and methods are increasingly popular for the efficient collection and analysis of real-time, large-scale data. It is claimed that these methods can also minimize subjective biases that are prevalent in traditional qualitative research. However, given the digital divide, especially affecting women and marginalized communities, these innovations could potentially introduce further disparities. To assess these contradictions, we piloted SenseMaker, a digital ethnography tool designed to capture individual, embodied experiences, biases, and perceptions to map vulnerabilities and resilience to climate impacts in the Gaya District in Bihar. Our research shows that this digital tool allows for a systematic co-design of the research framework, allows for the collection of large volumes of data in a relatively short time, and a co-analysis of the research data by the researchers and the researched. This process allowed us to map and capture the complexities of intersectional inequalities in relation to climate change vulnerability. However, we also noted that the application of the tool is influenced by the prior exposure to technology (digital devices) of both the enumerators and researched groups and requires significant resources when implemented in contexts where there is a need to translate the data from local dialects and languages to more dominant languages (English). Most importantly, perceptions, positionalities, and biases of researchers can significantly impact the design of the tool’s signification framework, reiterating the fact that researcher bias persists regardless of technological innovations in research methodology.

Climate variability and insufficient irrigation are primary constraints to stable and higher agricultural productivity and food security in Nepal. Agriculture is the largest global freshwater user, and integration of surface- and ground-water use is frequently presented as an strategy for increasing efficiency as well as climate change adaptation. However, conjunctive management (CM) planning often ignores demand-side requirements and a broader set of sustainable development considerations, including ecosystem health and economics of different development strategies. While there is generic understanding of conjunctive use, detailed technical knowhow to realize the CM is lacking in Nepal. This article presents a holistic framework through literature reviews, stakeholders consultations and expert interviews for assessing CM and implementation prospects from a systems-level perspective. We demonstrate the framework through a case study in Western Nepal, where climatic variability and a lack of irrigation are key impediments to increased agricultural productivity and sustainable development. Results show that knowledge of water resources availability is good and that of water demand low in the Western Terai. Additional and coordinated investments are required to improve knowledge gaps as well as access to irrigation. There is therefore a need to assess water resources availability, water access, use and productivity, to fill the knowledge gaps in order to pave pathways for CM. This paper also discusses some strategies to translate prospects of conjunctive management into implementation.

Rangelands in arid and semi-arid regions serve as grazing land for domesticated animals and therefore offer livelihood opportunities for most pastoral communities. Thus, the exposure of most rangelands in arid and semi-arid regions to threats that are associated with natural, social, economic, and political processes affects their capacity to provide socioeconomic and environmental support to the immediate and global communities. In spite of the effects of rangeland transformations on both the natural and human environment, the assessment of threats affecting rangeland productivity has often been approached from a conventional scientific perspective. Most existing literature is focused on the assessment of threats to the biophysical environment. As such the social dimension of rangeland threats is not well understood. This research employed participatory rural appraisal (PRA) and PGIS techniques to assess rangeland threats and management actions from a local perspective. The result revealed that local actors prioritize threats to their social and economic needs over threats to the biophysical environment and their preference is informed by the frequency and magnitude of the threats. The outcome of the research demonstrates the need to promote rangeland governance through interdisciplinary and inclusive participation in research and development.

The United Nation 2023 Water Conference offers a critical opportunity to catalyse actions and innovations that bring increased water security to vulnerable communities across the globe. Researchers have an important role in supporting the delivery of needed on-the-ground impact, but their work must be informed by the priorities and necessities of Global South implementors.

Small water infrastructure in Nigeria needs to be utilized more efficiently. There are over 900 small reservoirs across the country. Many of these have yet to be put to productive use within the Ogun watershed in the Ogun Osun River Basin. This study investigates the challenges and opportunities for improving the use of small reservoirs for farmer-led irrigation in a sustainable way. The 20 small reservoirs investigated showed varying degrees of degradation of the hydraulic structures, poor embankment maintenance evidenced by the observed erosion, overgrown shrubs, spillway cracks and failures, and siltation of the reservoir. Poor water management and irrigation practices due to weak technical capacity are also observed. There needs to be a precise governance arrangement or policy supporting water use in such a situation. The economic interests and considerations of the farmers determine the irrigation activities around the reservoirs. Regulations and management of the reservoirs were based on what was considered appropriate by the farmers. With the increasing interest in the use of small reservoirs as water sources for farmer-led irrigation in Nigeria, increased capacity building and training, access to agricultural inputs, finance, and the transformation of commodity associations to water users’ associations would contribute to improving the productivity of small reservoirs.

Societal Impact Statement: Understanding the perceptions of benefits and threats from trees is important for the livelihoods of communities. The study used focus group discussions, key informant interviews, and a questionnaire survey of 226 households in the province of KwaZulu-Natal, South Africa. The findings showed that household socio-economic factors such as gender and land tenure influenced perceptions of tree growing, and households that were involved in a tree restoration project viewed trees as contributing toward their livelihoods by reducing hunger. Hence there is a need to design strategies that promote socio-economic inclusivity of all households and genders and promote programs that increase awareness of ecosystem services within communities. Summary: Understanding the socio-economic factors that shape the way households value and utilize natural resources is critical in developing nature-based solutions. The study was aimed at understanding how the socio-economic circumstances of households determined their perceptions of the role of trees in livelihood delivery. A case study of Buffelsdraai and Osindisweni communities was used; these sites are adjacent to a municipal landfill where a tree restoration project intended to mitigate the effects of climate change is being implemented, and some of the households are involved in this project. The study used focus group discussions, key informant interviews, and a questionnaire survey of 226 households. It explored gender perspectives on the perceived benefits and threats of tree restoration. It analyzed the influence of householdsapos; economic characteristics and spatial configuration (the subdivisions of the landscape) to assess the impact of land tenure. The findings showed that gender influenced the perceptions that economic benefits can be derived from participating in the project. Households involved in the tree restoration project viewed trees as contributing to their livelihoods by reducing hunger. Households in peri-urban settlements, permanently resident in the area, showed greater reliance on natural resources than those in informal settlements and rural areas. Such differences can be attributed to differences in land tenure. Hence, there is a need to design strategies and operations that promote socio-economic inclusivity of all households and genders and reduce inequality. These findings are important for informing scaling to yield better climate change considerations and policies.

Migration impacts left-behind populations, disrupting established norms of social interaction, participation, and inclusion. In western Nepal, labour migration is common among young men, with implications for household and community participation among those left behind, who are predominately women. In this study, we use mixed methods to examine how labour migration impacts the social inclusion of migrant households, especially, of left-behind women in community groups and activities. For our analysis, we use quantitative survey data from over 3600 households in the Karnali and Mahakali River Basins of western Nepal and qualitative data from 16 focus group discussions and 37 in-depth interviews held in the same region. Our analysis reveals substantial heterogeneity in the experiences of women and households left behind by migrants. Women’s opportunities to participate in economic systems such as natural resource user committees and non-governmental organisation trainings are moderated by intersecting identities including gender, caste/ethnicity, kinship, age, and economic status. Young women from nuclear, low caste, and poor households with limited social ties suffer from disadvantaged positions and face restricted access to spaces of participation. Accordingly, left-behind women’s opportunities to benefit from community resources remain dependent on their caste and kinship networks. These findings contribute to ongoing debates on the impacts of migration, and can help inform improved targeting of interventions to advance gender equity in rural Nepal.

Customary water tenure in low-and middle-income rural areas has received limited academic, policy, and legal attention as yet. This paper seeks to conceptualize and analyse gender-differentiated living customary water tenure, focusing on sub-Saharan Africa. Extensive literature review suggests four gendered domains: first, water needs and uses; second, strategies to meet those needs by directly accessing water sources, and, with increasing wealth by investing individually or collectively in water infrastructure for self-supply, creating infrastructure-related ‘commons’ in the case of collective systems; third, at community scale, the ‘sharing in’ of communities’ naturally available water resources that flow into infrastructure; and, fourth, ‘sharing out’ of those resources with neighbouring communities but also powerful third parties of foreign and national high impact users. Rendering the gendered community more visible as the main agent to manage its water resources as the commons provides evidence for a range of policies, laws and interventions, including gender equitable and community-led water infrastructure development integrating domestic and productive spheres; strengthening customary arrangements to share water resources as a commons within a community or with neighbouring communities, and the long overdue formal protection of customary water tenure against ‘water grabs’ by powerful third parties.

Access to sufficient clean water is important for reducing the risks from COVID-19. It is unclear, however, what influence COVID-19 has had on water insecurities. The objective of this study was to assess the associations between COVID-19 control measures and household water insecurities. A survey of 1559 individuals living in vulnerable communities in five countries (Cambodia, Laos, Myanmar, Thailand, Vietnam) showed that increased needs for clean water to wash hands or facemasks made it more likely a person was water insecure along those dimensions. Water insecurities with respect to handwashing and drinking, in turn, made adoption of the corresponding good practices less likely, whereas in the case of washing facemasks there was no association. Water system infrastructure, environmental conditions such as foods and droughts, as well as gender norms and knowledge, were also important for water insecurities and the adoption of good practices. As domestic water insecurities and COVID-19 control measures are associated with each other, efforts should therefore be directed at identifying and assisting the water insecure at high risk when COVID-19 reaches their communities.

Labor migration is a complex phenomenon, yet while much attention has been paid to understanding the drivers of migration, there is a huge knowledge and policy gap regarding the effects of migration on people and communities left behind. We sought to explore the impacts of rural outmigration on migrant-sending communities in Ethiopia. This remains an understudied topic when it comes to research on migration in Ethiopia. Our investigation is based on a critical review of the migration literature pertaining to Ethiopia and, more broadly. We pursued a holistic analysis of the multidimensional aspects of migration. There are indications that rural outmigration impacts involve issues related to remittances, household food security, agricultural labor use, farmland management, and rural infrastructure development. Our analysis revealed that there had been few systematic studies and limited analyses regarding the impacts of outmigration on agriculture and the livelihoods of rural people and households left behind. Instead, Ethiopia’s migration literature largely deals with migration’s causes, including environmental factors, climate variability, agricultural pressures, livelihood stresses, and changing aspirations.

Springs are the most important source of water for the people in the mid-hills of the Himalaya. Emerging evidence shows that they are increasingly drying up, causing numerous hardships for people, with those impacts being felt more acutely by women and members of vulnerable communities like lower castes (Dalits). Climate change, land-use and land cover changes, including haphazard infrastructure (hydropower, road construction), and other socio-economic changes such as urbanization and tourism are the leading causes of the drying up of springs. In the region in general, and India in particular, the last decade and a half have seen increased initiatives for spring revival. In this chapter, we document the genesis of some of these spring revival initiatives in India and note how all stakeholders—communities, civil societies and governments have come to support spring revival initiatives. We also note that the scientific community has not yet caught up with the action on the ground, and we still lack rigorous documentation of the short and long-term effectiveness of spring revival initiatives. We recommend integrating scientific knowledge with social analysis on the governance aspects for improving spring recharge, better management and postulating potential responses of natural and human systems against future climate change impacts in the Himalaya.

This paper highlights how farmers in a northern Lao village transformed their customary land rights – in the face of incoherent overlapping state territorialization attempts – into a territorial strategy to secure their land tenure. By planting rubber, some villagers have engaged in a crop boom to lay claim to land which has recently been zoned for upland rice cultivation (and conservation) as part of a state-led land use planning initiative. We show how internal resettlement, ethnic division and the influx of commercial agriculture in the Lao uplands intersect in a novel land use planning process and predetermine the plan’s actual significance.

This paper analyses the relationship between cyclical labour migration and agrarian transition in the uplands of Nepal, Ethiopia and Kenya. It shows that while migration decision-making is linked to expanding capitalist markets, it is mediated by local cultural, political and ecological changes. In turn, cyclical migration goes on to shape the trajectory of change within agriculture. The dual dependence on both migrant income and agriculture within these upland communities often translates into an intensifying work burden on the land, and rising profits for capitalism. However, on some occasions this income can support increased productivity and accumulation within agriculture – although this depends on both the agro-ecological context and the local agrarian structure.

Over the last two decades, several data sets have been developed to assess flood risk at the global scale. In recent years, some of these data sets have become detailed enough to be informative at national scales. The use of these data sets nationally could have enormous benefits in areas lacking existing flood risk information and allow better flood management decisions and disaster response. In this study, we evaluate the usefulness of global data for assessing flood risk in five countries: Colombia, England, Ethiopia, India, and Malaysia. National flood risk assessments are carried out for each of the five countries using six data sets of global flood hazard, seven data sets of global population, and three different methods for calculating vulnerability. We also conduct interviews with key water experts in each country to explore what capacity there is to use these global data sets nationally. We find that the data sets differ substantially at the national level, and this is reflected in the national flood risk estimates. While some global data sets could be of significant value for national flood risk management, others are either not detailed enough, or too outdated to be relevant at this scale. For the relevant global data sets to be used most effectively for national flood risk management, a country needs a functioning, institutional framework with capability to support their use and implementation.

Hydropower development in the lower Mekong Basin is being rapidly developed. Taking the Pak Beng hydropower project in Laos as a case study, this paper looks at participation and politics in transboundary hydropower development, how the latter is revealed by multiple, parallel institutional architectures in hydropower decision-making across scales, and its implications for transboundary environmental governance. We look at the institutional disjuncture in hydropower decision-making, how it is (re)produced by powerful, albeit conflicting narratives at respectively national and transboundary levels, power relations shaping these narratives, and how these translate into local communityapos;s limited ability to convey their voices and represent their development needs. Conceptually, the paper sheds light on the underlying politics in transboundary environmental governance by bringing to light the structural factors that prevent participation, including how these factors are justified, sustained and to a certain extent reproduced as an integral part of legal, policy, and institutional landscapes that govern hydropower decision-making across scales (e.g., local to transboundary).

Kitchen gardening is considered a way to reconnect with agriculture and complement the cereal-based relief food offered to refugees in East Africa. This work aimed at profiling mineral content of okra in four refugee camps and settlements located in Ethiopia and Uganda and its contribution to adequate intake (AIs) or recommended dietary allowances (RDAs) for young children and pregnant and lactating women (PLW). The study also evaluated the applicability of portable X-ray fluorescence (PXRF) as compared with inductively coupled plasma mass spectrometry (ICP-MS) for mineral profiling of okra powder samples. The contents of minerals (mg kg-1) from the ICP-MS readings were in the following ranges: K (14,385–33,294), Ca (2610–14,090), P (3178–13,248), Mg (3896–7986), Cu (3.81–19.3), Fe (75.7–1243), Zn (33–141) and Mn (23.1–261). Regardless of geographic origin, at low-end consumption probability (17 g day-1 for young children and 68 g day-1 for PLW), okra could contribute 15% (2.7–12.9%) AI for macro-minerals (K and Ca). In addition, the contributions to RDA values for Fe and Zn, elements of known public health interest, ranged from 4.5 to 34.7% for young children. Interestingly, regression lines revealed strong agreement between ICP-MS and PXRF readings for Mn and Zn, with R2 valuesgt;0.91. This information is useful in support of nutrition-sensitive kitchen gardening programs through scaling culturally important crops in refugee settings.

In Dhaka city and its fringe peri-urban sprawls water for domestic use is an increasingly contested commodity. The location of our research, Gazipur district, bordering the growing city of Dhaka, is the heartland of Bangladesh’s Ready Made Garments (RMG) industry, which has spread unplanned in former wetlands and agrarian belts. However, unlike Dhaka, the almost fully industrialized peri-urban areas bordering the city, like many other such areas globally, function in an institutional vacuum. There are no formal institutional arrangements for water supply or sanitation. In the absence of regulations for mining groundwater for industrial use and weakly enforced norms for effluent discharge, the expansion of the RMG industry and other industries has had a disproportionate environmental impact. In this complex and challenging context, we apply a political economy lens to draw attention to the paradoxical situation of the increasingly “public” lives of poor Bangladeshi women working in large numbers in the RMG industry in situations of increasingly “private” and appropriated water sources in this institutionally liminal peri-urban space. Our findings show that poorly paid work for women in Bangladesh’s RMG industry does not translate to women’s empowerment because, among others, a persisting masculinity and the lack of reliable, appropriate and affordable WASH services make women’s domestic water work responsibilities obligatory and onerous.

Reliance on groundwater in Sub-Saharan Africa is growing and expected to rise as surface water resource variability increases under climate change. Major questions remain about how groundwater will be used, and who informs these decisions. We represent different visions of groundwater use by ‘pathways’: politically and environmentally embedded socio-technological regimes for governing and managing groundwater systems. We presented policy actors (9 sets), development and research stakeholders (4 sets), and water users (6 sets) in three river basins in Ethiopia, Niger and Tanzania with information on the social and environmental impacts of six ‘Groundwater Development Pathways’, before gathering their opinions on each, through Multicriteria Mapping (MCM). Participants preferred pathways of low-intensity use, incorporating multiple agricultural, pastoral and domestic purposes, to high-intensity single-use pathways. Water availability and environmental sustainability, including water quality, were central concerns. Participants recognised that all groundwater uses potentially impinge upon one another affecting both the quantity and quality of abstracted water. Across participant groups there was ambiguity about what the most important water use was; each expressed demands for more detailed, certain modelling data. Water users preferred community or municipal-scale management regimes, perceiving that water quality was more likely to be safeguarded by institutions at these levels, whereas policy and development actors preferred individual-scale management, viewed as more efficient in terms of operation and maintenance. We conclude that MCM, combined with more detailed modelling, can provide an effective framework for policy actors to understand other stakeholders’ perspectives on groundwater development futures, enabling equitable, inclusive decision-making and governance.

Urban and peri-urban agriculture (UPA) is widely distributed throughout the Global South. Despite urban population growth and diversifying food habits, UPA delivers an important part of urban food supply, as well as other types of services to cities, such as employment and waste reuse. Nevertheless, the extent and importance of UPA varies between different urban areas, while challenges like limited recognition, land conversion, and water pollution and competition threaten the potential of UPA to contribute to urban resilience. Key investment priorities for research and innovation for overcoming current challenges include incentivized peri-urban zoning, urban allocation of productive lands, and increasing capacities for controlled environment agriculture (CEA). Innovative repositioning of food marketing can help to strengthen supply of healthy food from UPA production, increase decent employment, and turn food markets into nutrition hubs. Priority innovations for contributing to the circular bioeconomy of cities include scaling the safe use of wastewater for irrigation through investments in the adoption of multiple risk-barrier approaches and scaling UPA-based ecosystem services for valorising solid waste and environmental management. Innovations in urban governance are required to support these processes by bringing food systems into urban planning through food mapping and the multisectoral platforms for dialogue and policy formulation across city regions and with vertical levels of government.

Polycentric irrigation water governance allows community institutions to deliver better irrigation services. This study examined the Irrigation Water User Associations (IWUAs) service delivery performance in the Ketar subbasin, Ethiopia, focusing on four irrigation schemes. The irrigation water user associations in the subbasin were measured on their legal registration and financial status, while the four schemes were examined on their bylaw implementation, decision transparency, water allocation, and infrastructure management. Three hundred eleven (311) randomly selected irrigators were surveyed. The study showed that 73 and 21% of the modern and traditional IWUAs in the subbasin are legally registered and collect an average ETB 1200/year/ha which is insignificant for Oamp;M. The four schemesapos; water distribution disparity ranges from 3.5 to 8.4 L/s at farmersapos; plots. 47 and 62% of the respondents depicted their dissatisfaction with the water allocation and satisfaction with IWUAsapos; decision-making transparency, respectively. The study also revealed that the IWUAs are compounded with weak infrastructure management that resulted in substantial water loss ranging from 12 to 49%. Besides, 70% of respondents witnessed a lack of gender-based irrigation incentives for female irrigators. Improving these services makes the polycentric irrigation water governance play an exponential beneficial role in alleviating the consequence of unregulated water use.

Ensuring resilient food systems and sustainable healthy diets for all requires much higher water use, however, water resources are finite, geographically dispersed, volatile under climate change, and required for other vital functions including ecosystems and the services they provide. Good governance for resilient water resources is a necessary precursor to deciding on solutions, sourcing finance, and delivering infrastructure. Six attributes that together provide a foundation for good governance to reduce future water risks to food systems are proposed. These attributes dovetail in their dual focus on incorporating adaptive learning and new knowledge, and adopting the types of governance systems required for water resilient food systems. The attributes are also founded in the need to greater recognise the role natural, healthy ecosystems play in food systems. The attributes are listed below and are grounded in scientific evidence and the diverse collective experience and expertise of stakeholders working across the science-policy interface: Adopting interconnected systems thinking that embraces the complexity of how we produce, distribute, and add value to food including harnessing the experience and expertise of stakeholders s; adopting multi-level inclusive governance and supporting inclusive participation; enabling continual innovation, new knowledge and learning, and information dissemination; incorporating diversity and redundancy for resilience to shocks; ensuring system preparedness to shocks; and planning for the long term. This will require food and water systems to pro-actively work together toward a socially and environmentally just space that considers the water and food needs of people, the ecosystems that underpin our food systems, and broader energy and equity concerns.

River systems originating from the Upper Indus Basin (UIB) are dominated by runoff from snow and glacier melt and summer monsoonal rainfall. These water resources are highly stressed as huge populations of people living in this region depend on them, including for agriculture, domestic use, and energy production. Projections suggest that the UIB region will be affected by considerable (yet poorly quantified) changes to the seasonality and composition of runoff in the future, which are likely to have considerable impacts on these supplies. Given how directly and indirectly communities and ecosystems are dependent on these resources and the growing pressure on them due to ever-increasing demands, the impacts of climate change pose considerable adaptation challenges. The strong linkages between hydroclimate, cryosphere, water resources, and human activities within the UIB suggest that a multi- and inter-disciplinary research approach integrating the social and natural/environmental sciences is critical for successful adaptation to ongoing and future hydrological and climate change. Here we use a horizon scanning technique to identify the Top 100 questions related to the most pressing knowledge gaps and research priorities in social and natural sciences on climate change and water in the UIB. These questions are on the margins of current thinking and investigation and are clustered into 14 themes, covering three overarching topics of “governance, policy, and sustainable solutions”, “socioeconomic processes and livelihoods”, and “integrated Earth System processes”. Raising awareness of these cutting-edge knowledge gaps and opportunities will hopefully encourage researchers, funding bodies, practitioners, and policy makers to address them.

Ensuring the long-term functionality of community-managed rural water supply systems has been a persistent development challenge. It is well established that the technicalities of keeping the systems going are impacted by complex political, social, financial, and institutional challenges. While the shift to federal, three-tiered governance allocates concurrent responsibility for drinking water management to the local government with federal and provincial governments, water and sanitation user groups continue to shoulder the management of local supply systems voluntarily. All three levels have jurisdiction over water-related services resulting in confusion of roles. This study focuses on the local level, where community management of water and sanitation decentralisation is the key approach in this complex tangle of diverse institutions with different actors managing and governing water. User Groups and their Committees in the Guras Rural Municipality of Dailekh district, Karnali province, in West Nepal, provided the case study, which was analysed using Ostromapos;s well-recognised Eight Principles for Sustainable Governance of Common-Pool Resources. The community-based model, established formally through the Water Resource Act 1992 (2049 BS), is critically analysed in light of the changing socioeconomic context through the intervening years. The results highlight the need for stronger collaboration between the rural municipality and users to achieve good water supplies and the risks of losing access and voice in water management for women and marginalised people when inactive user groups are replaced by private or group interests taking control of the water access.

The severity of the climate challenge requires a change in the climate response, from an incremental to a more far-reaching and radical transformative one. There is also a need to avoid maladaptation whereby responses to climate risk inadvertently reinforce vulnerability, exposure and risk for some sections of society. Innovative technological interventions are critical but enabling social, institutional and governance factors are the actual drivers of the transformative process. Bringing about this transformation requires inter- and transdisciplinary approaches, and the embracing of social equity. In this Perspective, we unpack what this means for agricultural research and, based on our collective experience, we map out a research agenda that weaves different research components into a holistic and transformative one. We do not offer best practice, but rather reflections on how agricultural research can more readily contribute to transformative adaptation, along with the personal and practical challenges of designing and implementing such an agenda.

Water scarcity and pollution are major threats for human development in the Middle East and North Africa (MENA) region, and Lebanon is no exception. Wastewater treatment and reuse in agriculture can contribute to addressing the increasing water crisis in the MENA region. However, what is the actual potential of water reuse as a solution for agriculture in Lebanon? This report addresses this question and provides the most comprehensive assessment of water reuse potential up to now. Using geographic information system (GIS) modelling and the best and most recent data available in the country, the report develops a detailed technical assessment of the quantities of treated water available for safe reuse in irrigation, and identifies the wastewater treatment plants that have the highest potential for that purpose. The report also examines the governance barriers that need to be overcome for the water reuse potential to materialize in practice. These barriers include structural shortcomings in the wastewater sector combined with challenges of governance and the lack of a regulatory framework for reuse management. Once the current economic, financial and political crisis in Lebanon eases, addressing these barriers will be key to achieving more and safer water reuse in the country.

Solar-powered irrigation pumps are a vital tool for both climate change adaptation and mitigation. Since most developing countries cannot fully utilize large-scale global funds for climate finance due to limited institutional capacities, small-scale solar irrigation pumps (SIPs) can provide a climate-resilient technological solution. We study the case of a subsidized SIP program in Nepal to understand who likely benefits from a small-scale climate finance program in a developing country setting. We analyze government data on profiles of farmers applying for SIPs and in-depth interviews with different actors along the SIP service chain. We find that vulnerable farmers (women, ethnic minorities, and poor farmers) were less likely than wealthier and non-minority farmers to have access to climate finance subsidies. Even though the government agency gave preference to women and ethnic minority farmers during beneficiary selection, an unrepresentative pool of applicants resulting from social and institutional barriers that prevented them from applying to the program led to an inequitable distribution of subsidized SIPs. The lack of a clear policy framework for allocating climate finance subsidies was a significant constraint. Lack of periodic updating of SIP prices and poor provision of after-sale services were also responsible for the inequitable distribution of subsidized SIPs. We recommend the involvement of local governments in soliciting applications from a wider pool of farmers, periodic revision of SIP prices to reflect market price, replacement of the current fixed subsidy scheme with a variable subsidy scheme, and mandatory provisions of after-sales services.

Despite the progress made in conceptualizing and advocating for secure community-based land and forest tenure rights, there is a critical lacuna in advocacy and policymaking processes pertaining to community-based freshwater tenure rights. Moreover, water tenure as a concept has only recently gained significant traction in global policy circles. This report analyzes national and international legal pathways for recognizing customary forms of community-based freshwater tenure rights held by Indigenous Peoples and Local Communities (IPLCs) in sub-Saharan Africa. It employs a methodological framework and builds on an analysis of community-based water tenure systems that was developed and applied by the Rights and Resources Initiative (RRI) and the Environmental Law Institute (ELI) in the publication Whose Water? A Comparative Analysis of National Laws and Regulations Recognizing Indigenous Peoples’, Afro-Descendants’, and Local Communities’ Water Tenure. Based on the key findings of this analysis, in particular the frequent dependence of IPLCs’ legally recognized customary water tenure rights on their legally recognized land and/or forest rights, this report further analyzes national constitutions, national legislation governing water, land, forests, environmental protection and other related matters, international and national case law, and international and regional human rights laws, to explore how legal frameworks are recognizing and protecting customary water tenure rights across sub-Saharan Africa. The findings and recommendations provide a basis for analyzing the comparative effectiveness and potential drawbacks of these legal pathways for the recognition and protection of customary water tenure and ultimately for future work refining and improving legislation and assessing progress in its implementation and enforcement.

Living customary water tenure is the most accepted socio-legal system among the large majority of rural people in sub-Saharan Africa. Based on literature, this report seeks to develop a grounded understanding of the ways in which rural people meet their domestic and productive water needs on homesteads, distant fields or other sites of use, largely outside the ambits of the state. Taking the rural farming or pastoralist community as the unit of analysis, three components are distinguished. The first component deals with the fundamental perceptions of the links between humankind and naturally available water resources as a commons to be shared by all, partially linked to communities’ collective land rights. The second component deals with the sharing of these finite and contested naturally available water resources, especially during dry seasons and droughts. Customary arrangements shape both the ‘sharing in’ of water resources within communities and the ‘sharing out’ with other customary communities or powerful third parties. Since colonial times, communities have been vulnerable to those third parties grabbing water resources and overriding customary uses and governance. The third component deals with infrastructure to store and convey water resources. Since time immemorial, communities have invested in infrastructure for self supply, ranging from micro-scale soil moisture retention techniques to large-scale collective deep wells. As increasingly recognized in both the water, sanitation and hygiene (WASH) and irrigation sectors, this component of self supply is rapidly expanding. In all three components, local diversity is high, with gender, class and other social hierarchies intertwining with social safety nets, neighborliness and moral economies. The study derives two sets of implications for state and non-state policies, laws and interventions. First, state legislation about the sharing of water resources should recognize and protect living customary water tenure, especially through due process in ‘sharing out’ water with powerful third parties. Remarkably, water law, which is dominated by permit systems in sub-Saharan Africa, lags behind other legislation in recognizing customary water tenure (see IWMI Research Report 182). Second, by taking communities’ self supply for multiple uses as a starting point for further water infrastructure development, the WASH, irrigation and other sectors can follow the priorities of communities, including the most vulnerable; identify cost-effective multi-purpose infrastructure; develop local skills; and, hence, contribute more sustainably to achieving more United Nations Sustainable Development Goals (SDGs), in particular SDGs 1, 2, 3, 5, 6 and 13. Further historical and interdisciplinary research to achieve these benefits is recommended.

The changes in climatic conditions and their associated impacts are contributing to a worsening of existing gender inequalities and a heightening of women’s socioeconomic vulnerabilities in South Africa. Using data collected by research methods inspired by the tradition of participatory appraisals, we systematically discuss the impacts of climate change on marginalized women and the ways in which they are actively responding to climate challenges and building their adaptive capacity and resilience in the urban areas of KwaZulu-Natal, South Africa. We argue that changes in climate have both direct and indirect negative impacts on women’s livelihoods and well-being. Less than one-half (37%) of the women reported implementing locally developed coping mechanisms to minimize the impacts of climate-related events, whereas 63% reported lacking any form of formal safety nets to deploy and reduce the impacts of climate-induced shocks and stresses. The lack of proactive and gender-sensitive local climate change policies and strategies creates socioeconomic and political barriers that limit the meaningful participation of women in issues that affect them and marginalize them in the climate change discourses and decision-making processes, thereby hampering their efforts to adapt and reduce existing vulnerabilities. Thus, we advocate for the creation of an enabling environment to develop and adopt progendered, cost-effective, transformative, and sustainable climate change policies and adaptation strategies that are responsive to the needs of vulnerable groups (women) of people in society. This will serve to build their adaptive capacity and resilience to climate variability and climate change–related risks and hazards.

Credit constraint is often considered as one of the key barriers to the adoption of modern agricultural technologies and low agricultural productivity in low- and middle-income countries. Past research and much of the policy discourse associate agricultural credit constraints with supply-side factors, such as limited access to credit sources or high costs of borrowing. However, demand-side factors, such as risk-aversion and financial illiteracy among borrowers could also affect credit-rationing of smallholder agricultural households. This study investigates the nature of credit constraints, factors affecting credit constraint status, and the effects of credit constraints on adoption and intensity of use of three modern agricultural technologies – small-scale irrigation, chemical fertilizer, and improved seeds. The paper also assesses whether credit constraints are gender-differentiated. Primary survey data were collected from sample farmers in Ethiopia and Tanzania, and Tobit and two-step hurdle econometric models were used to analyze these data. Results show that demand-side credit constraints are as important as supply-side factors in conditioning smallholders’ access to credit in both countries. We also find that credit is a binding constraint for the decision to adopt technologies and input use intensity in Tanzania but not statistically significant in Ethiopia. Results suggest that women are more likely to be credit constrained (from both the supply and demand sides) than men in both study countries. Based on these findings, we suggest that policies should focus on addressing both supply- and demand-side credit constraints to credit access, including through targeted interventions to reduce risk, such as crop insurance, and to strengthen the gender sensitivity of credit policies.

Addressing the disproportionate burden of food insecurity in South Africa requires targeted efforts to help smallholder farmers to access markets. The purpose of this study was to assess determinants of market participation and its contribution to household food security. The secondary data used in this study were collected from 1520 respondents; however, 389 smallholder farmers participated in the market. The Household Food Insecurity Access Scale revealed that out of the total sample size, 85% of the households were food insecure while 15% were food secure. Gender of household head, receiving social grants and higher wealth index positively impacted market participation. Having a family member with HIV had a negative impact on market participation among smallholder farmers. The results from the extended ordered probit regression model showed that household size, having a family member with HIV and agricultural assistance had a positive and significant contribution to the household food insecurity situation of the smallholder farmers. On the other hand, the educational level of household head, ownership of livestock, age of household head, gender of household head, and having access to social grants had a negative and significant effect on the food insecurity status. Access to education and the market can improve household food security. Linking smallholder farmers, particularly women and aged farmers, to markets should form an intrinsic part of the government’s efforts to improve farming and food security and increase access to diversified food.

Concerns over hydropower development in the Mekong River Basin and elsewhere include not only the overall impacts of dams on basin ecology and economy but also more site-specific impacts on affected communities. While hydropower development is impacting the livelihoods of local communities living along the river, the latter’s views and concerns are often sidelined by top-down hydropower planning. Nonetheless, local communities create and shape their political spaces of engagements in relation to hydropower decision making across scales, albeit through various means and with different results. Taking the planned Pak Beng hydropower dam as a case study and building on the concept of institutional bricolage, we look at: 1) local communities’ responses in Thailand and Laos, including how these are influenced by social movements; 2) how these responses are translated into collective action (or the lack thereof), including in relation to local communities’ (in)ability to negotiate better compensation for their to be impacted livelihoods; and 3) how local communities strategies are embedded in the wider political context and different manifestations of state-citizens relations. We argue that while affected farm households can pursue their interests to secure proper compensation through individual means, this leads to sub-optimal outcomes for affected communities collectively.

Women and water share a great deal of nexus in several ways. However, women have still minimal control over the management of water resources, making them more vulnerable to climate change. This paper assesses how climate change impacts differently across different women groups using an intersectionality lens, thereby exploring the situation of gender mainstreaming in water sector in three communities, namely, Karaiya, Basauli, and Dadagaun in Khairahani Municipality located in the East Rapti watershed, Nepal. In this perception-based study, we conducted three key informant interviews and household interviews with 45 women of different castes, ages, communities, education levels, and occupations. The results showed that different groups of women perceive climate change and its impact differently. For instance, women engaged in agriculture are more aware of the impact of climate change and are affected more by it because of changing trends in rainfall and temperature resulting in water shortage and flooding. On the other hand, they experience more physical and mental stress because of a higher responsibility of both agriculture and household . Despite 80% of female involvement in water user committees, there is a gap in participation by all groups of women. Irrespective of literacy and work engagement, women of Karaiya and Basauli, were less aware and active than Dadagau in various water development and management activities because of time constraints, family background, lesser interest, and awareness. Therefore, more efforts are required to achieve significant progress in gender mainstreaming considering intersectionality in the water sector and climate change.

Multistakeholder platforms (MSPs) are the subject of increasing attention and investment in the domain of collaborative natural resource governance, yet evidence-based guidance is slim on policy and investment priorities to leverage the MSP approach. We provide a comparative analysis of eight landscape-level MSPs spanning seven countries (Peru, Brazil, India, Tanzania, Ethiopia, and a cross-border case from Kenya and Somalia), representing a diversity of resource systems covering forests, rangelands, and multiuse agricultural landscapes. Applying an adapted social-ecological systems framework, our synthesis identifies the influence of these MSPs on patterns of stakeholder interaction and draws implications for the design and organization of MSPs that are both appropriate and effective. From the cases, we distill lessons addressing: (1) how to design an MSP in relation to the governance context, including the fit between institutional and ecological dimensions of the system and with attention to cross-scale linkages; (2) how to implement inclusive processes that address power inequities, including through capacity building and procedural rules; and (3) how to support adaptive learning to expand the MSP’s influence over time, including monitoring outcomes, adapting the scope of stakeholder engagement, and investing in MSP durability.

We witness a promotion of hybrid partnerships, where actors with different competences and resources collaborate for smallholder inclusive value chain development. To better understand the functioning of these partnerships, we used institutional theory and studied the context of a global and emerging regional food value chains in Ghana, the blending of logics by key actors in Innovation Platforms and Public Private Partnerships, and their effect on value chain relations of smallholder farmers. In the global value chain of cocoa, partnerships adhered to ‘green revolution’ and ‘free-market’ logics, and provided all farmers material support. In the more informally organised regional food sector, local executing partners selectively coupled their logics with those of poor smallholders, who rely on low-input agriculture and solidarity logics to make ends meet. This improved the position and transaction costs of smallholders to participate in the value chain. Hence, it is more likely for partnerships to create smallholder inclusive governance in informally organised regional food value chains, than highly structured global value chains controlled by international buyers. To gain insight in the variety of political effects this triggers in different social–historical shaped farmer communities, households and actors, we recommend complementary local research from a critical institutional perspective.

A static and apolitical framing of women’s empowerment has dominated the development sector. In contrast, we assess the pertinence of considering a new variable, the will to change, to reintroduce dynamic and political processes into the way empowerment is framed and measured. This article uses a household survey based on the Women’s Empowerment in Agriculture Index (WEAI) and qualitative data collected in Nepal to analyze how critical consciousness influences women’s will to change the status quo and the role of visible agency, social structures, and individual determinants in those processes. A circular process emerges: women with higher visible agency and higher critical consciousness are more willing to gain agency in some, but not all, of the WEAI empowerment domains. This analysis advances current conceptualizations of empowerment processes: the will to change offers valuable insights into the dynamic, relational and political nature of women’s empowerment. These findings support the design of development programs aiming at increasing visible agency and raising gender critical consciousness and argue for improving the internal validity of women’s empowerment measurement tools.

Rapid climate change is causing weather extremes in every region of the world. The global water cycle is now experiencing a structural change not seen since the last Ice Age, leaving human systems struggling to adapt and respond. Some events will have noticeable consequences in the short term, such as increased flooding from changing precipitation patterns. Others will be more long term, such as the desertification of cropland. All will have major implications for future human security. We can view climate security as climatic stressors that amplify existing risks in society and influence the security of humans, ecosystems, economies, infrastructure and societies. In that sense, climate security is directly connected to water security defined as the ability of a population to safeguard sustainable access to adequate quantities of acceptable quality water.

Transfrontier Conservation Areas (TFCAs) are critical biodiversity areas for the conservation and sustainable use of biological and cultural resources while promoting regional peace, cooperation, and socio-economic development. Sustainable management of TFCAs is dependent on the availability of an eco-agriculture framework that promotes integrated management of conservation mosaics in terms of food production, environmental protection or the conservation of natural resources, and improved human livelihoods. As a developmental framework, eco-agriculture is significantly influenced by existing legal and governance structures at all levels; this study assessed the impact of existing legal and governance frameworks on eco-agriculture implementation in the Lubombo TFCA that cuts across the borders between Mozambique, Eswatini, and South Africa. The assessment used a mixed research method, including a document review, key informant interviews, and focus group discussions. Although the three countries have no eco-agriculture policies, biodiversity practices are directly or indirectly affected by some policies related to environmental protection, agriculture improvement, and rural development. The assessment found that South Africa has the most comprehensive policies related to eco-agriculture; Mozambican policies mainly focus on equity and involvement of disadvantaged social groups, while Eswatini is conspicuous for explicitly making it the responsibility of each citizen to protect and safeguard the environment. The protection of conservation areas is critical to preserving natural habitats and ensuring the continued provision of ecosystem services. The lack of transboundary governance structures results in the Lubombo TFCA existing as a treaty on paper, as there are no clear processes for transboundary cooperation and collaboration.

Groundwater for Sustainable Livelihoods and Equitable Growth explores how groundwater, often invisibly, improves peoples’ lives and livelihoods. This unique collection of 19 studies captures experiences of groundwater making a difference in 16 countries in Africa, South America and Asia. Such studies are rarely documented and this book provides a rich new collection of interdisciplinary analysis. The book is published in colour and includes many original diagrams and photographs. Spring water, wells or boreholes have provided safe drinking water and reliable water for irrigation or industry for millennia. However, the hidden nature of groundwater often means that it’s important role both historically and in the present is overlooked. This collection helps fill this knowledge gap, providing a diverse set of new studies encompassing different perspectives and geographies. Different interdisciplinary methodologies are described that can help understand linkages between groundwater, livelihoods and growth, and how these links can be threatened by over-use, contamination, and ignorance. Written for a worldwide audience of practitioners, academics and students with backgrounds in geology, engineering or environmental sciences; Groundwater for Sustainable Livelihoods and Equitable Growth is essential reading for those involved in groundwater and international development.

Most development planners and practitioners have often wrongly assumed that solutions for community challenges lie within the “western scientific knowledge” only. However, the recent studies have highlighted the relevance of Indigenous Knowledge to inform western scientific solutions. This study is on the Barotse Flood Plain of the Western Province of Zambia. Flood inundation understanding by the local communities has direct implications for their livelihood options and for the well-being of their households. The research found that there are a number of important local knowledge systems that are early warning systems based on observations of weather, water level and landscape, and animal behavior, which are widely disseminated through a specific communication network. The chapter concludes with a discussion on how the integration of Western scientific and Indigenous Knowledge Systems will better inform interventions to improve livelihood options for the communities within the Barotse Flood Plain and policy and practice within the developing world at large.

Climate change and associated extreme weather events directly impact the functioning and sustainability of food systems. The increasingly erratic onset of seasonal rainfall and prolonged heat stress during growing seasons are already causing crop losses. As of late 2021, for example, Madagascar’s three successive seasonal droughts had put 1.35 million people at risk of the world’s first climate-change-induced famine. In the United States, the number of days between billion-dollar weather-related disasters has fallen from more than 80 in the 1980s to just 18 in recent years. Without adequate preparation, these weather hazards disrupt food supply chains by interrupting production and cause problems farther along these chains by raising costs and prices of processing, storage, transport, retail, and consumption and reducing business revenues.

Globally, the energy sector accounts for almost three-quarters of total greenhouse gas (GHG) emissions and is thus responsible for the majority of adverse climate change impacts on rural livelihoods, including growing water, energy, and food insecurity and environmental degradation. According to a recent report from the Intergovernmental Panel on Climate Change, annual investments of US$2.4 trillion (2010 dollars) in energy systems are needed to limit global warming to 1.5C. Such investments would support decarbonizing the largest polluters and improving energy efficiency. More and cheaper clean energy technologies and greater energy efficiency are equally critical for accelerating access to energy in underserved rural areas in ways that promote ecosystem health and inclusivity.

There are growing calls to adopt more sustainable forms of agriculture that balance the need to increase production with environmental, human health, and wellbeing concerns. Part of this conversation has included a debate on promoting and mainstreaming neglected and underutilized crop species (NUS) because they represent a more ecologically friendly type of agriculture. We conducted a systematic review to determine the ecosystem services derived from NUS and assess their potential to promote functional ecological diversity, food and nutritional security, and transition to more equitable, inclusive, sustainable and resilient agricultural landscapes and food systems in Africa. Our literature search yielded 35 articles for further analysis. The review showed that NUS provide various provisioning, regulating, cultural, and supporting ecosystem services and several environmental and health co-benefits, dietary diversity, income, sustainable livelihood outcomes, and economic empowerment, especially for women. Importantly, NUS address the three pillars of sustainable development- ecological, social, and economic. Thus, NUS may provide a sustainable, fit-for-purpose transformative ecosystem-based adaptation solution for Africa to transition to more sustainable, healthy, equitable, and resilient agricultural landscapes and food systems.

A large proportion of the rural population in Ethiopia depends on community-managed forests for food security and livelihoods. However, the government and development partners have paid little attention to the governance challenges which limit the contributions of community-managed forests to food security and livelihoods. Also lacking is a synthesis of evidence relating to the requirements for improved governance to support the efforts of decision makers and practitioners. This paper attempts to review and synthesize the available evidence with the aim of identifying the requirements to achieve improved governance in community-managed forests. The results revealed that failure to devise benefit-sharing mechanisms which consider the heterogeneity of rural communities was prevalent. Interference of local authorities and elite capture in decision-making processes of forest and landscape restoration also compromised the willingness of rural communities to engage in collective action. Requirements such as the identification of the needs of specific categories of communities and enabling of the negotiation of diverse interests in the design and implementation of interventions could improve the governance of community-managed forests. Developing management plans and business model scenarios which balance the ecological and socio-economic goals at a local level in collaboration with rural communities is important to improve the governance of community-managed forests. There is also a need to revisit the practice of evaluating the performance of community-managed forests almost exclusively based on the goals of climate change adaptation and mitigation and biodiversity conservation.

The Constitution of Nepal 2015 enshrines everyone’s right of access to clean water for drinking and the right to food. The common operationalization of the right to water for drinking is providing access to infrastructure that brings water for drinking and other basic domestic uses near and at homesteads. Challenges to achieving this goal in rural areas include: low functionality of water systems; expansion of informal self supply for multiple uses; widespread de facto productive uses of water systems designed for domestic uses; growing competition for finite water resources; and male elite capture in polycentric decision-making. This paper traces how the Nepali government and nongovernmental organizations in the water, sanitation and hygiene (WASH), irrigation and other sectors have joined forces since the early 2000s to address these challenges by innovating community-led multiple use water services (MUS). The present literature review of these processes complemented by field research supported by the Water for Women Fund focuses on women in vulnerable households. Overcoming sectoral silos, these organizations support what is often seen as the sole responsibility of the WASH sector: targeting infrastructure development to bring sufficient water near and at homesteads of those left behind. Women’s priorities for using this water are respected and supported, which often includes productive uses, also at basic volumes. In line with decentralized federalism, inclusive community-led MUS planning processes build on vulnerable households’ self supply, commonly for multiple uses, and follow their priorities for local incremental infrastructure improvements. Further, community-led MUS builds on community-based arrangements for ‘sharing in’ and ‘sharing out’ the finite water resources in and under communities’ social territories. This realizes the constitutional right to food in line with the Nepal Water Resources Act, 1992, which prioritizes core minimum volumes of water for everyone’s domestic uses and many households’ irrigation. Evidence shows how the alleviation of domestic chores, women’s stronger control over food production for nutrition and income, and more sustainable infrastructure mutually reinforce each other in virtuous circles out of gendered poverty. However, the main challenge remains the inclusion of women and vulnerable households in participatory processes.

The report creates contexts for a systemic understanding of the CGIAR Transforming agric-food system (TAFS-WCA) initiative starting with work package (WP) 3 and expanding the causality effects across the other WPs of the Initiative. The main focus of WP3 is inclusive landscape management, whereby access to and proper use of land and water resources is a prerequisite to building a healthy, productive environment for resilient agri-food systems and livelihoods. Mapping synergies with other Work Packages ensure that respective contributions are integrated and impactful. The process intends to provide policymakers, researchers, and practitioners with a strategic framework to activate solutions temporarily with a stakeholder-defined suite of scenarios.

This study assessed the investment climate for circular bioeconomy in Kenya by reviewing the national policies, strategies and regulations, financing mechanisms, infrastructure and business environment. The study identified key gaps in these areas affecting waste management and entrepreneurship development in the circular bioeconomy sector. There are key developments at the policy level and some developments in entrepreneur promotion in resource recovery from different waste streams. The specific focus of the policies, strategies and regulations in the waste sector, lack of coordination of the relevant sectors in waste management, weak horizontal communication between sectors and implementation and compliance problems are main gaps in promoting circular bioeconomy. Absence of drastic changes in actual behaviour such as waste separation at source and lack of incentives in entrepreneurial development are also critical challenges. While addressing these gaps, the progresses identified need to be further scaled out to make waste management and circular bioeconomy in Kenya sustainable. Establishment of multiple stakeholder platforms involving key actors in the sector and enhancing awareness is important in promoting resource recovery and reuse. Promotion of incubator centres to enhance local capacity and foster uptake of resource recovery and reuse businesses is critical.

Successful community institutions in the global South, which are contributing to livelihoods’ improvement while conserving water and other natural resources, can sustainably build the resilience that policy makers at different tiers are seeking. This article assesses different models of community institutions in Nepal in governing water resources from various lenses, based on Ostrom’s and others’ design principles, including bricolage. Illustrated by three empirical cases, it analyses key features of community institutions in integrated water governance, their contributions to health, nutrition, food security, and environmental conservation, and ways for empowering these institutions as viable and sustainable solutions to address various livelihood challenges. However, inequalities along gender, caste, and ethnicity lines persist. We argue that the recently established local governments under the federal system in Nepal provide new opportunities for gender and social inclusion.

Research-engaged decision making and policy reform processes are critical to advancing resilience, adaptation, and transformation in social-ecological systems under stress. Here we propose a new conceptual framework to assess opportunities for research engagement in the policy process, building upon existing understandings of power dynamics and the political economy of policy reform. We retrospectively examine three cases of research engagement in small-scale fisheries policy and decision making, at national level (Myanmar) and at regional level (Pacific Islands region and sub-Saharan Africa), to illustrate application of the framework and highlight different modes of research engagement. We conclude with four principles for designing research to constructively and iteratively engage in policy and institutional reform: (a) nurture multi-stakeholder coalitions for change at different points in the policy cycle, (b) engage a range of forms and spaces of power, (c) embed research communications to support and respond to dialogue, and (d) employ evaluation in a cycle of action, learning, and adaptation. The framework and principles can be used to identify entry points for research engagement and to reflect critically upon the choices that researchers make as actors within complex processes of change.

Non-technical summary: We summarize what we assess as the past yearapos;s most important findings within climate change research: limits to adaptation, vulnerability hotspots, new threats coming from the climate–health nexus, climate (im)mobility and security, sustainable practices for land use and finance, losses and damages, inclusive societal climate decisions and ways to overcome structural barriers to accelerate mitigation and limit global warming to below 2C. Technical summary: We synthesize 10 topics within climate research where there have been significant advances or emerging scientific consensus since January 2021. The selection of these insights was based on input from an international open call with broad disciplinary scope. Findings concern: (1) new aspects of soft and hard limits to adaptation; (2) the emergence of regional vulnerability hotspots from climate impacts and human vulnerability; (3) new threats on the climate–health horizon – some involving plants and animals; (4) climate (im)mobility and the need for anticipatory action; (5) security and climate; (6) sustainable land management as a prerequisite to land-based solutions; (7) sustainable finance practices in the private sector and the need for political guidance; (8) the urgent planetary imperative for addressing losses and damages; (9) inclusive societal choices for climate-resilient development and (10) how to overcome barriers to accelerate mitigation and limit global warming to below 2C. Social media summary: Science has evidence on barriers to mitigation and how to overcome them to avoid limits to adaptation across multiple fields.

The history of Karamoja, a subregion in the far northeast of Uganda, is complex and scarred by conflict. For centuries, this subregion has been a remote area of agropastoralism situated on the sociological and ecological border between the Nile and Turkana basins. At the far eastern tip of the Nile Basin, a sweeping escarpment from Karamoja runs down into the Lake Turkana Basin with major temperature and rainfall gradients that result in significant patterns of transhumance, as the Turkana people to the east seek access to the more plentiful water and grazing resources in Karamoja to the west. In this paper, we call this complex of relations and resources the ‘Karamoja-Turkana Complex’ (KTC) and examine the political-economy relationships therein. We look at policy on water resources management and development, including choices made on siting and developing water sources, the kinds of narratives employed by the government, and the underlying tensions and conflicts between major social groups sharing these scarce resources. We base our analysis of the situation on a wider assessment of the water management challenges combined with a detailed examination of two large dams – Arachek and Longoromit – recently constructed in the Karamoja subregion. Findings from the study highlighted that (i) interlinked systems within the KTC can generate new disputes and pressures on resources; (ii) water management within Karamoja and Turkana requires a broader view that extends beyond the watershed, because competition for water is part of the wider context of KTC; and (iii) power structures and processes associated with the development of water structures are important but poorly understood despite continued resource allocation. The paper makes four recommendations: (i) catchment management institutions need to take ownership of new developments; (ii) a checklist is provided to achieve more effective outcomes from the siting and design of surface water storage structures; (iii) improve management oversight after completion of projects; and (iv) undertake water-pasture management consultations across the KTC.

Water markets are a potential approach for reallocating and improving the efficiency of water use in river basins in which water resources are under stress as a consequence of demographic and economic pressures. However, establishing water markets is not easy and to be successful a wide range of context specific criteria, relating to the legal and institutional framework as well as political and economic conditions, must be met. We applied the Water Market Readiness Assessment framework proposed by Wheeler et al. (2017) to investigate whether adequate policy and governance arrangements were in place to enable water markets to effectively operate in the countries of the Lower Mekong River Basin. We identify a number of key gaps and conclude that more conventional regulatory approaches, along with integrated basin planning and management, will likely better serve the communities and environments of the region.

This chapter highlights the key dependences, linkages and challenges of water resources management. (Many of these issues discussed are revisited and illustrated in the following chapters.) The first part introduces surface and groundwater management in the terrestrial part of the water cycle. Comprehensive presentations of key hydrological phenomena and processes, monitoring, assessment and control are followed by overviews of dependences, linkages and challenges. The manifold facets of intensive human/resource interaction and inherent threats to the resources base are exposed. Both sections present examples illustrating differing contexts and options for solution. The second part summarizes the main drivers and challenges of contemporary water resources management and governance. It provides a critical overview of different water discourses in recent decades. The role of benchmark and recurring water events, their declarations and intergovernmental resolutions are analyzed, and the key concepts and methods of implementation are discussed.

Humanity is in a planetary emergency. Agriculture and food systems are contributing to an interconnected global environmental crisis, with increasing risks, social instability, and conflict. This chapter examines the challenges, drivers, and consequences of unsustainable agriculture and food systems, recognizing these are diverse and multi-scale. It presents a vision for sustainable, nutritious, and equitable food systems. Currently, food systems are a significant driver of climate change, nature loss, and pollution, as well as poor health and poverty, with inequitable access to resources and benefits from food systems. Fundamentally, the systems change needed is to transform terrestrial and aquatic food systems so that they become part of the solution for sustainability, not part of the problem. A safe future for humanity requires radical transformations ranging from agricultural production systems through dietary patterns and waste disposal. The focus is on the broad categories of innovation and sustainable technologies considered to have critical potential in pathways that enable transition to a more resilient and equitable system. Governance is a key enabling condition and needs to be based on food as a human right, not simply as a commodity. Multilevel governance underpins the development and implementation of territorial food systems strategies, which can provide effective integration of multiple solutions. Humanity is at an existential turning point and has a narrow window to act now to reduce risk and avoid catastrophe. The rules governing our food systems are human made – and it is within the gift of humanity to change them.

Understanding the different perceptions of the local community regarding the use and management of common pool resources, such as exclosures, could better support targeted interventions by government and development partners. Here, we report on a study conducted in the Gomit watershed, northwestern Ethiopia, using a survey and key informant interviews, to examine community perceptions on (a) the biophysical condition (i.e., challenge of land degradation and restoration), (b) the action situations (userapos;s access to and control over resources and decision-making processes involved in taking actions in managing the exclosure), (c) actorsapos; interactions (formal and informal institutions involved in the management of exclosures), and (d) perceived outcomes (benefits and tradeoffs of managing exclosures). Many people in the Gomit watershed recognize land degradation as a serious problem and believe that exclosures support restoration of degraded landscapes and improve ecosystem services. Informal institutions play a key role in managing exclosures by improving benefit sharing and mobilizing the local community for collective action. However, some community members have concerns about recent expansion of exclosures because of (a) limited short-term derived benefits, (b) reductions in fuelwood availability, (c) increased degradation of remaining communal grazing lands, and (d) poor participation of marginalized groups in decision making. Addressing such concerns through the promotion of short-term benefits of exclosures and increasing community participation in decision-making and benefit sharing is crucial. The study provides evidence to support government and development partners on the establishment and management of exclosures through identifying the benefits and drawbacks as perceived by different sectors of the community.

This paper looks at scalar politics, power struggles, and institutional emergence in Daw Lar Lake in Karen state, Myanmar. It brings to light tensions between centralized and decentralized approaches in the country’s natural resource governance, and how these are manifested in the current legal stalemate with regard to the formal management status of the lake. Building on earlier research on legal pluralism and critical institutionalism, we look at: 1) how the current legal stalemate with regard to the formal management status of the lake is rooted in ongoing bureaucratic struggles between different government agencies; 2) local communities’ strategies to develop and implement their own vision of lake governance through the formation of the Daw Lar Lake Interim Committee; and 3) the extent to which the Interim Committee is able to mediate diverse and often competing local uses and claims to natural resources at (inter) village level, which are based on a mix of customary and ‘official’ legal entitlements and normative orderings. From a policy perspective, we highlight the need to identify pathways for collective action among and across different groups of resource users, as the latter will be crucial in addressing ongoing resource competition, managing cross-sectoral livelihood impacts and ensuring sustainable lake management.

Enhancing accountability has become an important objective of the governance reforms over the past two decades. Yet, only a few studies have explored the use of social accountability tools in the water sector in particular. This report aims to fill this gap, based on a case study of a donor-funded water, sanitation and hygiene (WASH) program in Nepal. We document and analyze the effects of two types of social accountability tools implemented by the program: public hearings and social audits. We examined how these tools have contributed to increased transparency, participation, voice and accountability, and in turn discuss their potential to reduce corruption. We relied on qualitative methods to collect data in two case study water supply schemes in two districts of Nepal. The study found that the social accountability tools provided a platform for water users to participate and deliberate on issues related to the execution of WASH schemes. However, the scope of accountability narrowly focused on the integrity of the water user committees but did not provide the political resources and means for communities to hold funding and implementing agencies accountable. Furthermore, attention to budget management has not provided space to address environmental and social justice issues related to payment of wages, access to water and decision-making processes in the design of the water scheme and water allocation. Findings from the study also indicate that the concept of deliberation and downward accountability, as envisioned in international development discourses, does not necessarily match with local power relationships and local cultural norms.

Motivation: Power relations, and the politics shaping and reshaping them, are key to determining influence and outcomes in water governance. But current discourse on water governance tends to present decision-making as neutral and technical unaffected by political influences. Purpose: Taking Nepal as a case, this article examines the close interlinkages between bureaucratic and political competition that indirectly influence decisions and outcomes on water governance, while placing this within the context of state transformation. Approach and Methods: An in-depth case study examines the interactions of politicians and bureaucrats shaping decisions on water governance. It draws on semi-structured interviews and power-mapping to reveal insights from key stakeholders with decision-making power in national management of water resources. Findings: Political competition drives the country’s development agenda and planning, resulting in fragmented development planning. It works in tandem with the prevailing bureaucratic competition in water resources management. It highlights the need to link the discourse and analysis water governance with processes of state transformation. The current fragmented development planning processes could serve as entry points for civil society groups and the wider society to convey their voice and exert their influence. Policy implications: Following federalism, the political transfer of power and decision-making, to achieve political representation and social justice, rests with locally elected governing bodies. This coincides with the government’s push to manage water resources through river basin planning. There is a need for greater participation from the local governing bodies and understanding of politics and power shape water governance.

The UN Decade on Ecosystem Restoration (2021–2030) frames restoration as a momentous nature-based solution for achieving many of the ecological, economic, and social objectives outlined in the Sustainable Development Goals. Yet, a critical void lies at the heart of this agenda: the lack of attention to social and political dimensions of nature and restoration initiatives. At this critical juncture, urgent attention is needed to the power and politics that shape the values, meanings, and science driving restoration; and to the uneven experiences of these processes as national restoration pledges touch down in diverse and unequal contexts. In this introduction to the special issue on “Restoration for Whom, by Whom?”, we critically examine the social inclusivity of restoration agendas, policies, and practices as these unfold across ecological and geographic scales. We argue that feminist political ecology (FPE), with its focus on gendered power relations, scale integration, and historical awareness, and its critique of the commodification of nature, offers a valuable lens through which to examine the socio-political and economic dynamics of restoration. Taking an FPE perspective, we elucidate how the ten papers comprising the special issue challenge mainstream narratives of environmental sustainability and suggest more grounded and nuanced ways forward for inclusive restoration initiatives. In conclusion, we highlight the urgency of addressing the systemic fault lines that create exclusions in restoration policies and practice; and the need to legitimize the plural voices, values, situated knowledges, and paths to sustainably transform degraded landscapes.

This article examines the factors shaping communal land tenure and livelihood practices in two villages in Houaphan province, Northeastern Laos. It employs the concept of institutional bricolage to show how local actors combine communal tenure, state intervention, donor programs and local power relations to (re)shape formal rules and day-to-day land tenure and livelihood practices. In particular, it highlights how state territorial strategies in lowland and upland rural spaces have differently shaped state interventions in communal land use and access, producing hybrid forms of communal land management rules and practices. The two cases highlight different processes by which communal tenure is eroded or adapted in the process of state incorporation, raising questions about competing authorities over land and the interests and objectives of different actors in land administration. The village cases illustrate how local communities’ (in)ability to shape, adapt, and reproduce institutional rules and arrangements pertaining to access and use of communal land is closely interlinked with: 1) how farm households perceive communal land tenure in relation to their livelihood options and farming strategies; 2) how power relations among local communities and between local communities and state actors shape decision-making processes and distributional outcomes; and 3) the role of the state in sustaining and advancing its control over land and how this changes over time.

The Ramsar Convention on Wetlands emphasizes the “wise use” of wetlands by conserving the ecological character of wetlands while managing the socio-economic value these landscapes hold for different stakeholders. Reviewing the Convention obligations, resolutions, and guidelines through a feminist political ecology lens, we find them to be overtly simplistic and technocratic. A deliberately generic framing of socio-ecological interrelations and of economic trade-offs between wetland uses and users obscures broader political and social contexts which shape complex nature-society interrelations in the use, management, and governance of wetlands. Poverty, the cultural significance of wetlands—particularly for indigenous communities—and gender equality have only recently been considered in wetlands management and governance guidelines and interventions. These recent additions provide little insight on the power imbalances which shape plural values, meanings, experiences, and voices in wetlands use and governance, especially for the most marginalized of wetlands users. We welcome the call for a “reformulation” of a socio-ecological approach to managing and governing wetlands, but caution that unless wetlands governance structures and processes are re-politicized, changes in policies and approaches will likely remain rhetorical.

Value chain for development (VCD) has increasingly been promoted for poverty reduction; yet, there is inadequate evidence on its effectiveness. Based on a comprehensive literature review, this article offers reasons why evidence on VCD impacts on poverty reduction is uncertain. It also suggests a conceptual framework for the poor-centred value chain for sustainable development to guide a better analysis of VCD participation and poverty impacts. The framework is particularly useful for researchers involved in research for development related projects in the VCD space. As it provides an analytical lens to understand the broader contextual situation of the poor, co-design solutions with multi-stakeholders and implement appropriate “fit-toneeds” strategies that ensure the poor benefits from their VCD participation. The article contributes to the existing VCD discourse by reflecting on the multidimensional nature and dynamism of poverty reduction, the poorapos;s heterogeneity and their value chain readiness and VCD impacts on poverty.

Despite the rapid extension of public service delivery since the end of Apartheid, many rural citizens in South Africa still rely on their own initiatives and infrastructure to access water. They construct, improve, operate and maintain infrastructure of different complexities, from individual wells to complex collectively owned water schemes. While most of these schemes operate without legal recognition, they provide essential services to many households. In this article we will first provide an overview of the growing international body of literature describing self-supply as an alternative pathway for public service delivery. We then take a historical perspective on the role of communities and self-supply in South Africa and describe the emergence of six collectively owned, gravity-fed, piped schemes in Tshakhuma, Limpopo Province. We describe and compare these systems using key characteristics like resource access, investment, construction, operation, maintenance and institutional governance. We further assess their performance with regard to coverage, service level, reliability, governance structure, accountability and water quality. We do so because we are convinced that lessons learned from studying such schemes as locally adapted prototypes have the potential to improve public approaches to service delivery. The described cases show the willingness of community members to engage with service delivery and their ability to provide services in cases where the state has failed. The assessment also highlights problematic aspects of self-supply related to a lack of accountability, technical expertise and the exclusion of disadvantaged community members. By describing and assessing the performance of rural self-supply schemes, we aim to recognize, study and learn from such schemes. We consequently do not conclude this article by providing answers, but by raising some pertinent, policy-relevant questions.

Worldwide, off-grid solar photovoltaic irrigation is currently being developed with the expectation that it will help secure water access to increase food production, reduce fuel-based carbon emissions and energy costs, and increase human resilience to climate change. In developing countries across the Middle East and North Africa, South East Asia and Sub-Saharan Africa, the adoption of solar technology in agriculture to lift groundwater is rapidly expanding, following decreases in pump costs, economic incentives, and development partner initiatives. Solar irrigation potentially provides a cost-effective and sustainable energy source to secure food production and sustain livelihoods in line with multiple Sustainable Development Goals, but achieving such potential requires improved policies and institutions to coordinate across numerous stakeholders, objectives, and approaches. This paper uses cases and observations from across regions to propose a framework to support policy, regulation, and monitoring for environmentally sustainable and socio-economically inclusive solar irrigation investments. While not exhaustive, the components seek to address the intersection of energy, water and food security, as well as social equity. The paper emphasizes the need for an understanding of how solar irrigation can be scaled to be both accessible for smallholder farmers and environmentally sustainable.

This analysis investigates the potential mechanism and the practical significance of the impacts of agricultural value chain development in a geographically challenging rural area of a developing country. We use data from a carefully designed primary survey administered in the hill and mountainous region in Western Nepal. Using the inverse probability weighted regression adjustment method, we show that linking small-scale producers with regional and local traders can help increase agricultural income. We unpack the potential mechanism of the impact pathway and show that the increase in agricultural income is a consequence of higher agricultural revenues, owing to a higher volume of sales at lower prices. We argue that value chain intervention in rural areas, where land is not fully exploited, can lead to acreage expansion or crop switching, which eventually results in higher supply at lower output prices. The positive impact on household income is practically significant in that it translated into improved food security, dietary diversity and household resilience. These findings are robust to various specifications. Targeted value chain interventions that strengthen and stabilize small-scale producers’ access to markets can contribute to rural poverty reduction via an increase in agricultural income.

Sri Lanka has no water scarcity within the country, and per capita, water availability is adequate to cater for the country’s estimated peak population. Nevertheless, the frequent variability of spatial and temporal water availability and extreme events have built up a water scarcity in Sri Lanka, which has been observed during the last two to three decades. Therefore, effective and efficient water governance is most important in today’s context, and regular review and amendment of policies, laws, and regulations are crucial to mitigate water scarcity. Although a few attempts were initiated, none of them succeeded. In this study, historical and present water governance mechanisms, including coordinating mechanisms and implementing water management agencies in Sri Lanka, were comprehensively reviewed. Further, the previously proposed water policies, their status and reasons for the failures of policies were discussed. Finally, the formulation of a novel institutional arrangement or altering the existing institutional arrangement with shared data and allocating non-shared responsibilities to each institution is suggested for better water governance in Sri Lanka.

The source-to-sea continuum links the interconnected ecosystems of the water cycle with the associated socioeconomic processes, demands and pressures. Maximizing benefits and protecting existing resources through integrated water management and governance at scale capitalizes on existing institutional and governmental asymmetries by developing an outcome-driven management that builds on existing local, national and transboundary legal frameworks to enhance connectivity. This paper presents how to action this through focusing on three areas of governance: benefit-sharing dialogues for shared visioning; a multi-stakeholder platform to increase coordination in decision-making both up- and downstream; and improved agency coordination between basins and coasts.

India’s agricultural economy has undergone profound transformation in the past 50 years with the rapid spread of groundwater irrigation. The tube well revolution has democratized irrigation, made famines history, helped alleviate agrarian poverty and made India food secure. However, the spread of private tube wells has cannibalized canals and tanks. The large-scale withdrawal of groundwater has caused acute groundwater stress in several parts of the country, leading to adverse environmental and sustainability challenges. Unlike the United States, Australia, and Spain, where tube wells are instruments of wealth creation in industrial agriculture, in India groundwater governance pits livelihoods of the poor against environmental protection. This study explores this unique challenge. It discusses several efforts undertaken to effectively manage groundwater such as direct regulation, indirect levers like energy pricing and rationing, and community-based groundwater governance. It emphasizes on the arrival of solar irrigation and its potential to reform the perverse energy-groundwater nexus. The paper stresses on the need to move away from resource development to resource management mode to solve the groundwater challenge.

A review of global trends in water governance reveals a paradigm dominated by political and institutional change which becomes increasingly aligned with global shifts towards sustainability and also a rapid decline in the hydraulic mission. Closely aligned to these trends, but distinct in its own trajectory, South Africa’s water governance dynamics have evolved through a period of considerable socio-political change marked by inequitable resource allocation and water scarcity. This paper presents the results of a review of water governance research and development (Ramp;D) trends in South Africa, aimed at informing the national funding agency – the Water Research Commission (WRC) – in its agenda-setting process for future water governance research. Through a bibliometric analysis, a data-mining exercise, and stakeholder consultations, this paper distils four key areas of focus for the future of water governance research in South Africa: (i) that future water governance research needs to be more needs-based, solution-oriented and embedded within real-life contexts; (ii) the need for a paradigm shift in water governance research to a constructive, adaptive and rapid response research agenda in an environment of increasing change and uncertainty; (iii) the need for the enabling environment to be strengthened, including acknowledgement of the role of individuals as agents of change, and the role of WRC in establishing a community of practice for water governance experts that can respond to issues with agility; and (iv) a consolidation of fragmented project-based knowledge to a programmatic approach that builds the pipeline of expertise in the water governance Ramp;D domain.

Drought is an almost annual phenomenon in Sri Lanka, occurring at varying degrees of severity and affecting many parts of the country. These droughts cause significant damage to agriculture and other economic and social activities. This paper assesses the effectiveness of satellite-based weather Index insurance (WII) bundled with real-time climate and agronomic advisory services provided to farmers’ mobile phones. The aim is to enhance the drought resilience of diverse groups of farmers by providing solutions and strategies to extend bundled insurance products to more people and address equity issues. In this pilot, an insurance product was introduced to farmers in a village in the North Central Dry Zone of Sri Lanka. WII products are seen as a part of the solution to reducing farmers’ risk to climate change. However, in many places, the structure of insurance schemes in the agriculture sector has failed to reach small-scale and marginal farmers who are most in need of risk transfer mechanisms. Based on a farmer survey, we extracted lessons from implementing a bundled insurance scheme as a pilot project to explore the utility of farmer organizations as an entry point for engaging different farmer groups and ensuring they can understand the WII insurance products and can make informed choices. The survey results show that efforts made at the outset to understand contextual issues and challenges contributed to an effective product design and rollout approach. The rollout was more effective due in part to a partnership with an established local organization while adopting an aggregator model. Covid-19 mobility restrictions prevented full implementation of the rollout. Index insurance bundled with mobile weather and agronomic advisories increased farmer resilience and reached diverse groups. Farmers emphasized that being able to assess the costs and benefits based on understanding how key elements of the product work is key to their future engagement with such products, which highlights the importance of investing in awareness raising through a blend of print, verbal and visual tools that make complex products understandable to stakeholders with low levels of literacy.

Lao People’s Democratic Republic is a poorly developed, surface water-rich country that has traditionally given limited priority to its groundwater resources, which has resulted in a situation of inadequate scientific knowledge, technical capacity, and policies within the sector. This is slowly changing as the role of groundwater in socioeconomic development is better recognized. This chapter presents an overview of the country’s groundwater resources. It examines the state of knowledge, challenges, gaps, and barriers for effective groundwater resource development. It also reviews the scope and degree of success of recent efforts to enhance groundwater governance. Finally, it presents a concise outlook for groundwater governance, including policy, capacity development, and research perspectives.

Following the National League for Democracy’s landslide victory in the 2015 national election, Myanmar embarked on a series of legal and political transitions. This paper highlights parallel processes alongside such transitions. Linking land governance with the ongoing peace processes, and taking Karen state as a case study, it brings to light how both processes are in fact closely interlinked. Building on legal pluralism research, we argue that in the context of ethnic states, farmers’ strategies to strengthen their land rights resemble the very notion of state transformation.

The paper draws on the Community Capitals Framework to frame and analyze the process of rural women’s empowerment through agricultural interventions in two districts of Ethiopia. A blend of qualitative data collection methods comprising group discussions, life histories, and key informant interviews was used. Our study shows that investing in social, human, financial, cultural, natural, physical, and political capitals resulted in increased assets within those capitals and others amongst the beneficiaries. The interaction between capitals builds “power with”, “power within”, “power to” and “power over” in an upward spiral. Specifically, the interaction between social, human and financial capitals is a key entry point to rural women’s empowerment. Cultural capital intermediates the interaction and flow of capital assets during the empowerment process. We argue that empowering women requires an approach that enhances their capability to identify and systematically manage interactions among capitals that foster their voice and agency.

The COVID-19 pandemic has significantly changed the context of global migration. From a migration perspective, the pandemic is a source of insecurities that challenge migrants, their livelihoods and migration governance. Meanwhile, curtailment in movement has led to economic decline affecting labour markets. For migrant origin and hosting countries, this poses multidimensional development challenges. Analysis from March to August 2020 of China, Ethiopia, Kyrgyzstan, Moldova, Morocco, Nepal and Thailand highlights the varying ways in which they are all severely affected by the disruptions in migration, suggesting a potentially emerging complex situation in migration patterns and pathways. The disruptions in migration and remittances have had a profound impact on migrants and migrant-sending households. The uncertainty of migration returning to pre-pandemic levels and the potential of lasting consequences on migrants and migration patterns and pathways, suggests a future of greater risk and exploitation, and a wider gap between formal and informal migration. This paper calls for greater mobility cooperation between countries and suggests strengthening mobility migration frameworks and policies for safer migration and for the rights of migrants.

This factsheet provides information on the general knowledge collected by the city region food system (CRFS) project in its phase 2 regarding the assessment of risks for the CRFS of Tamale. The data was collected through literature review and stakeholder consultations.

This report examines social equality aspects related to resource recovery through solid waste composting and wastewater irrigation. The report shows that women are represented in greatest numbers at the base of the recycling chain, most often as informal waste pickers and as sorters of recyclables with limited access to resources and upward mobility. Despite a wide gender gap in the solid waste and sanitation sectors, women play a key role in both municipal waste reduction and food safety where irrigation water is unsafe. Analyzing the gender dimension is important for understanding household responses to recycling programs, differences between the formal and informal sectors as well as along the waste-to-resource value chain from collection to treatment and reuse. The report stresses the important role of women in household waste management, including waste segregation, and the power of women-dominated waste picker associations, where the informal sector plays an essential role alongside the formal sector.

The Middle East and North Africa region experiences severe socioeconomic and political impacts during droughts and faces increasing drought risk in future climate projections. The UN Office for Disaster Risk Reduction’s Sendai Framework and the International Drought Management Programme provide a global standard (a norm) to manage droughts through natural hazard risk reduction approaches. We use participatory engagement to evaluate whether norm diffusion has taken place in four countries. Data were collected in interviews, focus groups, workshops, and policy documents. Analysis reveals incomplete norm diffusion; stakeholders subscribe to relevant values, but national policies and implementation do not fully reflect the norm. Process tracing reveals that the availability of drought early warning data is a key barrier to risk reduction. Further more, a drought early warning system would not be feasible or sufficient unless paired with policy measures and financial mechanisms to reduce the political and economic costs of a drought declaration.

This article investigates water security in Nepal from the perspective of the water-energy-agriculture (food) nexus, focusing on pathways to water security that originate in actions and policies related to other sectors. It identifies promoting development of Nepal’s hydropower potential to provide energy for pumping as way to improve water security in agriculture. Renewable groundwater reserves of 1.4 billion cubic meters (BCM), from an estimated available balance of 6.9 BCM, could be pumped to irrigate 613,000 ha of rainfed agricultural land in the Terai plains, with a potential direct economic gain of USD 1.1 billion annually and associated benefits including promotion of energy-based industry, food security and local employment. Governance also plays an important role in addressing water security. We conclude that a nexus-based approach is required for effective water management and governance.

The growing relevance of research on gender and social inclusion in agricultural research for development calls for systemic, transformative change processes. Transformative gender ambitions can stand at odds with personal biases and experiences that shape diverse understandings of gender, institutional values, structures and cultures that tend to reward technological quick-fix solutions, and other practical challenges to ‘doing’ gender on the ground. Very little is known about these challenges. How are these challenges navigated by (relatively small) teams of gender researchers, who are often caught between the demand for tangible fast gains on gender, and the intractable challenges of deep-rooted and complex, intersectional gender inequalities? This was the focus of the CGIAR Research Program on Water, Land and Ecosystems (WLE) End of Program Reflection and Evaluation (EoPRE) to assess how gender and inclusion research is pursued, and the key barriers to knowing and doing gender in eight research projects. Adopting a reflexive, self-analytical feminist approach to evaluation, this EoPRE facilitated eight project teams, diverse and with an uneven focus on gender, to connect the dots between the processes of knowing and doing gender research. A key finding of this evaluation is that the need for change is foremost internal. We need to begin by fixing our personal biases and assumptions, and fixing institutional cultures, values and structures instead of just trying to fix things out there, including fixing poor and marginalized women. A key recommendation is to seek more regular and open conversations across researcher disciplines and hierarchies, and between CGIAR and external partners and stakeholders, including feminist grassroots actors and networks – on what works well (and does not) and why. This would allow us to grasp why we start with different meanings and conceptualizations of gender; how agile we are (or not) in adapting to changes on the ground; and how, through a culture of reflection and learning, we might shift pathways to more transformative change processes in a fast evolving and increasingly unequal world.

This paper explores outcome indicators and process principles to evaluate landscape resilience in agro-ecosystems, drawing on outcome indicator case studies of the CGIAR Research Program on Water, Land and Ecosystems (WLE). Four questions are addressed: (1) which outcome indicators and process principles feature most prominently in the seminal literature on resilient agro-ecological landscapes? (2) to what extent are these principles represented in CGIAR Outcome Impact Case Reports (OICRs) and selected peer-reviewed studies? (3) how does the use of process principles in the case studies compare to their occurrence in the theoretical literature? and (4) which process principles co-occur with related outcome indicators in the OICRs? The findings enable researchers and practitioners to be more specific about the outcomes and processes that drive resilience in agro-ecosystems, thereby informing adaptive program management. Seven novel research themes are proposed.

With adverse impacts of climate change growing in number and intensity, there is an urgent need to reduce emissions from food systems to net zero. This can only be achieved if rural areas in low- and middle-income countries gain access to clean energy. A review of the research and capacity building contributions of the CGIAR Research Program on Water, Land and Ecosystems (WLE) over the last 10 years suggests important contributions in the areas of energy policy and energy investment planning, cost and feasibility frameworks, and business models for clean energy technology uptake. WLE has also conducted successful pilot projects on solar irrigation to provide an evidence base for scaling up innovative energy initiatives. Finally, the program also considered non-agricultural uses of energy where relevant to food systems, and implemented capacity building activities. Going forward, CGIAR has a key role to play in providing information, supporting access and piloting innovative, scalable clean energy interventions to support the achievement of multiple impacts for the poorest and most food-insecure women and men farmers and entrepreneurs.

Water-permit systems are widely used across Africa as a blanket requirement for small and micro irrigation enterprises, as well as large enterprises. The present study aimed to, first, further understand the implications of permit systems for both the most vulnerable and the state, and, second, based on the findings, identify options for pro-poor water legislation that also meet the water governance requirements of the state. The growing recognition of the importance of farmer-led irrigation development for food security across the continent underlines the importance of these questions. Focusing on Kenya, Malawi, South Africa, Uganda, Zimbabwe, and other African countries, we found that permit systems criminalized instead of protected the water rights of small-scale farmers. Moreover, little if any attention is paid to the logistical burdens and costs to the state of implementing such systems relative to the intended revenue generation. As many small-scale farmers in Africa were found to operate under customary land and water tenure systems, the study proposes a hybrid system of water rights that formally recognizes such practices, along with the use of permits, including enforcement of conditions for large users, to serve the interests of both the state and small-scale farmers.

Groundwater governance has become an intractable policy issue, which has many implications for the living standards and well-being of millions of rural poor in South Asia. Groundwater governance is complex as it is influenced by various hydrogeological, sociopolitical and socioeconomic factors. Unregulated groundwater extraction rates in South Asia have depleted the aquifers causing a raft of socioeconomic, environmental and human health problems. This paper analyzes de facto rights in groundwater markets and other emerging ‘groundwater-sharing institutional arrangements’ in India. Using a multi-dimensional property rights model, the paper decomposes de facto groundwater rights while drawing insights and broad policy lessons. The findings indicate that there is much scope for enhancing the ‘small group groundwater sharing’ governed by social regulatory measures. Moreover, distortionary subsidies for agriculture in general and groundwater development, in particular, have had an adverse impact of the resource use and merit further attention.

The last decade has witnessed rapid progress in energy cooperation between the countries of the BBIN (Bangladesh, Bhutan, India and Nepal) sub-region. Cooperation has been bilateral, with each of the countries entering into separate energy development and trade agreement with India, broadly similar to the water sector where national governments engage bilaterally on transboundary cooperation and dispute resolution. A more recent wave of electrical grid interconnections and hydro-energy cooperation has emerged with governments increasingly shifting from bilateral to multilateral energy-sharing agreements. This trend holds considerable potential for regional transboundary water governance. Based on documentary and media analysis along with interviews of key BBIN policy-makers, we identify and examine in this paper four factors for future progress: 1) technical cooperation can be extended to information-sharing for policies and institutions to regulate and manage water resources; 2) India must seize the opportunities and benefits of enhanced regional leadership in the region; 3) simultaneous informal discussion and diplomatic negotiation of water, energy and their nexus can provide BBIN countries the opportunity to highlight potential gains of cooperation and interstate interdependencies; and 4) regional cooperation can give a strong impetus to nations for advancing structural reforms, building institutions and capacity, developing a shared knowledge base, bridging infrastructural gaps, attracting private sector participation, and addressing poverty alleviation goals including job creation.

Viewing the Salween River as a transboundary commons, this paper illustrates how diverse state and non-state actors and institutions in hybrid and multi-scaled networks have influenced water governance in general, and large dam decision-making processes in particular. Putting power relations at the centre of this analysis and drawing on the conceptual lenses of hybrid governance and critical institutionalism, we show the complexity of the fragmented processes through which decisions have been arrived at, and their implications. In the context of highly asymmetrical power relations throughout the basin, and the absence of an intergovernmental agreement to date, we argue that hybrid networks of state and non-state actors could be strategically engaged to connect parallel and fragmented decision-making landscapes with a goal of inclusively institutionalising the transboundary commons and maintaining connected local commons throughout the basin, foregrounding a concern for ecological and social justice.

Water security has emerged in the 21st century as a powerful construct to frame the water objectives and goals of human society and to support and guide local to global water policy and management. Water security can be described as the fundamental societal goal of water policy and management. This article reviews the concept of water security, explaining the differences between water security and other approaches used to conceptualize the water-related challenges facing society and ecosystems and describing some of the actions needed to achieve water security. Achieving water security requires addressing two fundamental challenges at all scales: enhancing water’s productive contributions to human and ecosystems’ well-being, livelihoods and development, and minimizing water’s destructive impacts on societies, economies, and ecosystems resulting, for example, from too much (flood), too little (drought) or poor quality (polluted) water.

Le Burkina Faso, pays enclave dapos;Afrique de lapos;Ouest, est confronte au defi de la penurie dapos;eau. Le pays sapos;est engage dans des reformes liees a lapos;eau, conformement a l’evolution a l’echelle mondiale en matiere de gestion des ressources en eau, et met en oeuvre la GIRE depuis le debut des annees 2000. Ce document passe en revue l’ensemble de la legislation passee et actuelle sur lapos;eau au Burkina Faso, en mettant particulierement lapos;accent sur lapos;approvisionnement en eau potable et les associations d’usagers de lapos;eau en milieu rural. Le document traite des lois et reglements adoptes entre 1960 et 2014, avec un suivi supplementaire en 2019 pour inclure tout nouveau texte. Il aborde les questions liees a la participation des usagers et a lapos;inclusion des femmes dans les processus decisionnels de lapos;approvisionnement en eau en milieu rural.

The world is not on track to achieve Sustainable Development Goal 6 on clean water and sanitation by 2030. We urge a rapid change of the economics, engineering and management frameworks that guided water policy and investments in the past in order to address the water challenges of our time.

Land degradation is a critical problem around the world. Intensive rain-fed and irrigated crop and livestock systems have contributed to the degradation of land and natural resources. Numerous institutional and socioeconomic challenges complicate attempts to reverse land degradation, including the lack of short-term incentives for investment; low investment by communities in natural resources management that offers little immediate financial reward; failure of public sector institutions to invest sufficiently in natural resources management because of low, immediate political rewards; and sectoral fragmentation, among others. In poor communities, the incentive to extract short-term economic returns from land and natural resources often outweighs perceived benefits from investing in long-term environmental restoration, and related economic and ecosystem returns. Restoring degraded ecosystems through the establishment of exclosures – areas that are excluded from woodcutting, grazing and agricultural activities – is an increasingly common practice in the Ethiopian Highlands, and regional states are also following this practice. This report proposes and applies an adapted business model to explore the feasibility of exclosures for land restoration. It aims to identify short-term revenue streams from activities that can be carried out within exclosures, such as beekeeping, harvesting fodder for livestock fattening, and cultivating high-value plant species, including fruits and herbs. These are feasible, sustainable economic activities that could allow for the restoration of ecosystem services over the long term. Mobilization of financial resources, engagement of local communities, provision of training and continuous follow-up, as well as facilitation of market opportunities in the value chain for local communities and enterprises (e.g., creating market linkages and establishing innovation platform to engage with market actors) could support the sustainable implementation of the revenue streams.

This chapter outlines legal, institutional and political means to support climate change adaptation and mitigation, to enhance resilience, and to reduce vulnerability through more inclusive water management, especially at the country level.

Increasing demands for energy to boost the Mekong economies have attracted the keen interest of riparian countries for hydropower development. This is evidenced by extensive investment in hydropower projects across the region over the last few decades. Drawing on interviews with key stakeholders, including officials from Ministry of Energy and Mines, Ministry of Natural Resources and Environment, Ministry of Agriculture and Forestry, private sector actors, civil society organisations and academics, as well as secondary data from public and policy resources, this paper aims to examine how the government of Laos’ (GoL) decisions in hydropower development are influenced by regional energy dynamics, and how these shape the country’s future energy development. The paper argues that the GoL’s decisions on hydropower development are highly dilemmatic, given the current limited institutional capacity in hydropower governance and the accelerating evolution of alternative energy in neighbouring countries. While uncertainty in power markets is recognised, this places greater pressure on new hydropower projects as to how much power could be sufficiently produced and exported. The paper calls for GoL’s policy considerations on the development and planning of alternative energy to secure the sustainable and equitable use of water resources as stipulated in the 1995 Mekong Agreement.

Solar-powered irrigation pumps (SPIPs) have been promoted in the Eastern Gangetic Plains (EGP) in recent decades, but rates of adoption are low. This case study assesses the evidence from several solar pump business models being adopted in parts of the EGP, particularly eastern Nepal and northern India, and explores how different models perform in various contexts. It documents lessons for increasing farmers’ resilience to droughts through better groundwater use by promotion of SPIPs. Groundwater access for agriculture in the past was dependent on diesel and electric pumps, respectively constrained by costs and reliability of energy. Both government and nongovernment agencies have promoted SPIPs in the Ganges basin for irrigation and drinking purposes. SPIPs receive different levels of subsidies across countries and states in the region to facilitate adoption and ensure continuous and timely irrigation, which particularly benefits small and marginal farmers. Because the EGP faces variability in water availability, the SPIPs could help in building drought resilience. However, because low operating costs for SPIPs does little to incentivize farmers to use water efficiently, one critical question is how to balance equitable access to SPIPs while ensuring groundwater overdraft is not perpetuated. Farmers’ awareness of efficient water management options is crucial to avoid overextraction of groundwater.

Interventions that are robust, cost effective, and scalable are in critical demand throughout South Asia to offset growing water scarcity and avert increasingly frequent water-related disasters. This case study presents two complementary forms of intervention that transform water hazards (floodwater) into a resource (groundwater) to boost agricultural productivity and enhance livelihoods. The first intervention, holiya, is simple and operated by individual farmers at the plot/farm scale to control local flooding in semiarid climates. The second is the underground transfer of floods for irrigation (UTFI) and operates at the village scale to offset seasonal floods from upstream in humid climates. Rapid assessments indicate that holiyas have been established at more than 300 sites across two districts in North Gujarat since the 1990s, extending the crop growing season and improving water quality. UTFI knowledge and experience has grown rapidly since implementation of a pilot trial in western Uttar Pradesh in 2015 and is now embedded within government programs with commitments for modest scaling up. Both approaches can help farmers redress the multiple impacts associated with floods, droughts, and groundwater overexploitation at a range of scales from farm plot to the river basin. The potential for wider uptake across South Asia depends on setting up demonstration sites beyond India and overcoming gaps in technical knowledge and institutional capacity.

The coastal region of Bangladesh is prone to natural disasters and these events are expected to worsen as a result of climate change. Combined with anthropogenic factors, these events challenge livelihood opportunities, especially crop production. Waterlogging, tidal activity and the lack of proper drainage facilities are major constraints to agricultural production in these areas. The CGIAR Research Program on Water, Land and Ecosystems (WLE) tested, at pilot scale, the combination of innovative agricultural technologies with improved water management to overcome these challenges. This report assesses this intervention by observing the effects, measuring the short-term impacts and understanding the perceptions. The results highlight the need to integrate the interventions into the local context, and acknowledge that institutions and markets need to mature to harness the benefits from innovations. It also underlines the potential of multi-scale interventions combining plot-level and farmer-led innovations, community management and rehabilitation of large schemes.

This brief assesses the current state of migration-related policies in Ethiopia, and provides some early recommendations and policy pointers based on work carried out under the AGRUMIG project. In Ethiopia, the scale of migration and its impacts on rural and urban transformations are underestimated and probably increasing. There is a lack of a coherent national migration policy in the country, which is a potential development hindrance. Establishing a national migration policy and improving bilateral arrangements with receiving countries could help Ethiopia reap greater positive impacts from migration and remittance income, including assisting in crucial processes of social transformation in rural areas.

Purpose: The need to increase women’s access to extension has been extensively discussed. This paper assesses women’s access to extension services through the Plantwise extension approach as a baseline for future comparison of women’s access through other extension approaches. It also assesses whether crops that men and women farmers seek plant health advice on are similar or not, and attempts to disperse assumptions that continue to be made about what crops women and men grow. Approach: We analysed data from the Plantwise Online Management System for 13 countries using descriptive and inferential statistics. Findings: We show that the Plantwise extension approach enables higher levels of women’s access than generally reported for agricultural extension, that the crops that women and men seek extension advice on is not gender dependent, and there are few clear distinctions between their crops of interest. Practical implications: There is limited literature studying gender inclusiveness in different extension approaches. The findings add to the documentation of assessing women’s access to demand-driven extension. Theoretical implications: Plantwise is a new extension approach which needs to be assessed from spatial and temporal perspectives to understand whether demand-driven extension enables increased women’s access over time. Originality/value: Extension service provision is often based on assumptions about what crops are being grown. Small studies have challenged these assumptions, but this large dataset enables us to test these assumptions more thoroughly across 13 countries adding to the weight of evidence against the existence of women’s and men’s crops.

The African Water Facility, together with the Water Research Commission, South Africa, as its implementing agent, supported the demonstration project Operationalizing community-led Multiple Use water Services (MUS) in South Africa. As knowledge broker and research partner in this project, the International Water Management Institute (IWMI) analyzed processes and impacts at the local level, where the nongovernmental organization Tsogang Water and Sanitation demonstrated community-led MUS in six diverse rural communities in two of the poorest districts of South Africa, Sekhukhune and Vhembe districts - Ga Mokgotho, Ga Moela and Phiring in the Sekhukhune District Municipality, and Tshakhuma, Khalavha and Ha Gumbu in Vhembe District Municipality. In conventional water infrastructure projects, external state or non-state agencies plan, diagnose, design and prioritize solutions, mobilize funding, and implement the procurement of materials, recruitment of workers and construction. However, this MUS project facilitated decision-making by communities, and provided technical and institutional advice and capacity development. Based on IWMI’s evidence, tools and manuals, the project team organized learning alliances and policy dialogues from municipal to national level on the replication of community-led MUS by water services authorities; government departments of water, agriculture, and others; employment generation programs; climate and disaster management; and corporate social responsibility initiatives. This working paper synthesizes the lessons learned about the six steps of the community-led MUS process in all six communities. The step-wise process appeared to be welcome and effective across the board. The duration of the process and the costs of facilitation, technical and institutional capacity development, and engineering advice and quality control were comparable to conventional approaches. However, the respective responsibilities of the government and communities, also in longer-term co-management arrangements, depended on the type of infrastructure. Some communities were supported to improve their communal self supply systems. In other communities, the process enabled an extension of the reticulation of borehole systems owned, operated and maintained by municipalities. Almost all households used water supplies at homesteads for multiple purposes, underscoring synergies in cross-sectoral collaboration between the water, sanitation and hygiene (WASH) and irrigation sectors.

The African Water Facility, together with the Water Research Commission, South Africa, as its implementing agent, supported the demonstration project Operationalizing community-led Multiple Use water Services (MUS) in South Africa. As knowledge broker and research partner in this project, the International Water Management Institute (IWMI) analyzed processes and impacts at the local level, where the nongovernmental organization Tsogang Water and Sanitation demonstrated community-led MUS in six diverse rural communities in two of the poorest districts of South Africa, Sekhukhune and Vhembe districts - Ga Mokgotho, Ga Moela and Phiring in the Sekhukhune District Municipality, and Tshakhuma, Khalavha and Ha Gumbu in Vhembe District Municipality. In conventional water infrastructure projects, external state and non-state agencies plan, diagnose, design and prioritize solutions, mobilize funding, and implement the procurement of materials, recruitment of workers and construction. However, this MUS project facilitated decision-making by communities, and provided technical and institutional advice and capacity development. Based on IWMI’s evidence, tools and manuals, the project team organized learning alliances and policy dialogues from municipal to national level on the replication of community-led MUS by water services authorities; government departments of water, agriculture, and others; employment generation programs; climate and disaster management; and corporate social responsibility initiatives. This working paper reports on the local findings of Ga Mokgotho and Ga Moela villages, which had completed construction works. The paper presents an in-depth analysis from the preproject situation to each of the steps of the participatory process, and highlights the resulting benefits of more water, more reliable and sustainable supplies, and multiple benefits, including a 60% and 76% increase in the value of irrigated produce in Ga Mokgotho and Ga Moela, respectively. Women were the sole irrigation manager in 68% and 60% of the households in Ga Mokgotho and Ga Moela, respectively. The user satisfaction survey highlighted communities’ unanimous preference of the participatory process, capacity development and ownership compared to conventional approaches.

Credit constraint is considered by many as one of the key barriers to adoption of modern agricultural technologies, such as chemical fertilizer, improved seeds, and irrigation technologies, among smallholders. Past research and much policy discourse associates agricultural credit constraints with supply-side factors, such as limited access to credit sources or high costs of borrowing. However, demand-side factors, such as risk-aversion and financial illiteracy among borrowers, as well as high transaction costs, can also play important roles in credit-rationing for smallholders. Using primary survey data from Ethiopia and Tanzania, this study examines the nature of credit constraints facing smallholders and the factors that affect credit constraints. In addition, we assess whether credit constraints are gender-differentiated. Results show that demand-side credit constraints are at least as important as supply-side factors in both countries. Women are more likely to be credit constrained (from both the supply and demand sides) than men. Based on these findings, we suggest that policies should focus on addressing both supply- and demand-side credit constraints, including through targeted interventions to reduce risk, such as crop insurance and gender-sensitive policies to improve women’s access to credit.

This working paper was produced under the European Union Horizon 2020 funded AGRUMIG project and traces the impact of Covid-19 on migration trends in seven project countries – China, Ethiopia, Kyrgyzstan, Moldova, Morocco, Nepal and Thailand. The context of global migration has changed dramatically due to the coronavirus pandemic. Both within and between countries there has been a substantial curtailment of movement. As a result of multiple lockdowns, economic activity has severely declined and labor markets have ground to a halt, with mass unemployment in industrialized economies looming on the horizon. For both migrant hosting and origin countries – some are substantially both – this poses a set of complex development challenges. Partners of the AGRUMIG project undertook a rapid review of impacts across project countries, exploring the impacts on rural households but also identifying the persistent desire to migrate in spite of restrictions.

This report explores how women perceive participation and empowerment vis-a-vis access to water and other agricultural resources in the Tarai/Madhesh of Nepal. The report argues that gendered vulnerability is indeed intricately connected with other axes of difference, such as caste and economic status, despite women’s critical role in agricultural production and their active engagement in access to water and irrigation in agriculture. Overall, women’s well-being seems to have decreased as a consequence of male out-migration. However, there are women who have also become empowered in new ways, taking up enterprise opportunities. The authors point out that at the level of policy and external development interventions, a dominating narrative on women’s limited participation in agriculture being a result of ‘social norms’ exists. Public irrigation agencies have used this myth to absolve themselves of the responsibility for ensuring gender equality in program implementation. The report concludes that strengthening equitable irrigation user groups alongside capacity building for farmers and program implementers are critical measures for improving women’s access to irrigation and overall well-being. Women should be ensured meaningful participation, including leadership roles. Finally, this report recommends linking irrigation user groups to other income-generation schemes, and facilitating access to better credit, finance and agricultural inputs.

There is increasing recognition of the need to bring about changes across the full spectrum of agricultural practices to ensure that, in future, food production systems are more diverse, sustainable and resilient. In this context, the objectives of irrigation need to be much more ambitious, shifting away from simply maximizing crop yields to maximizing net benefits across a range of uses of irrigation water, including ecosystems and nature-based solutions. One important way to achieve this is by better integrating fisheries into the planning, design, construction, operation and management of irrigation systems. Irrigation – a major contributor to the Green Revolution – has significantly improved agricultural production worldwide, with consequent benefits for food security, livelihoods and poverty alleviation. Today, irrigated agriculture represents about 21 percent of cultivated land, but contributes approximately 40% of the total global crop production. Many governments continue to invest in irrigation as a cornerstone of food security and rural development. Investments in irrigation often represent a pragmatic form of adaptation to changing climatic conditions. This guide focuses on how to sustainably optimize and broaden the range of benefits from irrigation development - not only economic but also social and environmental benefits. It emphasizes the opportunities that fisheries could provide to increase food production and economic returns, enhance livelihoods and public health outcomes, and maintain key ecosystem services. The guide considers possible trade-offs between irrigation and fisheries, and provides recommendations on how these could be minimized.

Faced with severe groundwater depletion, many governments have opted to increase the power of the state. Despite calls for more inclusive governance and a role for groundwater users, modes of governance have tended to continue to rely on a diversity of policy tools and state-run strategies in the attempt to control groundwater (over)abstraction. Yet, around the world, the performance of state-centered governance has remained dismal. Beyond common difficulties in terms of data and financial or human resources, this article analyzes in greater depth the limited effectiveness of state groundwater policies that has been observed, emphasizing its political ramifications. The various aspects of weak monitoring and enforcement, as well as of the infamous “lack of political will,” are considered from the perspective of the political economy of groundwater economies. Cases of relative success are then used to identify favorable drivers and contexts for effective state-centered groundwater governance.

Land tenure, or access and rights to land, is essential to sustain people’s livelihoods. This paper looks at how farm households perceive land tenure (in)security in relation to food (in)security, and how these perceptions evolve throughout different policy periods in Laos. The paper highlights the centrality of farmers’ strategies in configuring the dynamic relationships between tenure (in)security and food (in)security, by demonstrating how farmers’ perceived and de facto land tenure insecurity shapes their decisions to diversify livelihood options to ensure food security. While the paper’s key findings reveal the close interlinkages between land tenure (in) security and food (in)security, we argue that the first does not automatically result in the latter. In contrast, we show how perceived and de-facto land tenure insecurity pushes farmers to explore alternative strategies and avenues to ensure food supply, through farm and non-farm employment. From a policy perspective, the paper highlights the need to put people’s livelihoods at the center of land governance, thus moving beyond the current positioning of land as merely a means for agricultural production or environmental conservation.

With decreasing aquifer levels, increasing groundwater pollution, inequitable access, and generally poor management outcomes, better groundwater governance has been put forward as a recipe to address these challenges worldwide. Existing recommendations focus on improved legal frameworks, monitoring and control of access and abstraction through permits or formal rights. In addition, decentralized water management, enforcement of regulations, and supply-side technological solutions are seen as cornerstone components of good groundwater governance systems. However, until now, these approaches have generally failed to reconcile the fundamental dynamics and properties of groundwater as a natural resource and of governance as a social and political phenomenon. This has caused a disregard for local to planetary boundaries, power dynamics, and intra- and intergenerational inequalities in access to benefits from groundwater. As the current general notion of good groundwater governance is limited, solutions put forward are also partial and do not encompass the wider challenges affecting groundwater governance, in effect replacing sustainable management goals and policy for governance as a process. This paper takes a particular look at the Middle East and North Africa and agricultural groundwater use for irrigation to constructively redefine groundwater governance and fully address the multilayered and multifaceted core challenges of groundwater governance. Equally, the paper puts forward a new conceptual thinking that will help support the effective development of governance-based solutions to achieve sustainable, socially acceptable, resilient and equitable resource use.

The term “environmental flows” refers to a combination of features, including quantity, quality, and timing of water flows required to sustainably maintain a river’s health, balancing both ecological and societal needs. Incorporating basic human livelihood and sociocultural aspects in environmental flow assessments alongside ecological concerns provides a more holistic perspective on water flow management. Here, we provide an assessment that complements an ecosystem functioning lens by focusing solely on quantifying the flows associated with livelihood activities and spiritual water requirements of local riparian communities in the Karnali basin in Western Nepal. This assessment is based on the first social survey related to environmental flows conducted in the Karnali basin. We collected data using mixed methods, including social surveys, key informant interviews, and focus group discussions, across six locations in the Karnali basin that provide us with a rich and dynamic perspective on the relationship between rivers and their surrounding communities, and the challenges faced by those communities. Among the subsistence and spiritual requirements of local communities are uses for activities that include drinking, small-scale irrigation, domestic needs, fishing, and ceremonial usage. All communities we visited most strongly associated the following activities with water flow variation: small-scale irrigation, fishing, ceremonial usage, domestic needs, and tourism. The water flows required for these key activities were quantified, and results from the six sites are presented in the form of a qualitative scale of minimum water levels (ranging across poor, acceptable, and ideal) required to meet vital local needs. The minimum acceptable water flow requirement to satisfy social criteria is just gt; 20% of the mean annual runoff at the visited locations. These requirements are particularly vital to consider, given ongoing efforts to tap the vast hydropower potential in Nepal through construction of major storage projects. Such projects would change the flow regime of affected rivers and potentially raise concerns that existing demands might be compromised.

River flows connect people, places, and other forms of life, inspiring and sustaining diverse cultural beliefs, values, and ways of life. The concept of environmental flows provides a framework for improving understanding of relationships between river flows and people, and for supporting those that are mutually beneficial. Nevertheless, most approaches to determining environmental flows remain grounded in the biophysical sciences. The newly revised Brisbane Declaration and Global Action Agenda on Environmental Flows (2018) represents a new phase in environmental flow science and an opportunity to better consider the co-constitution of river flows, ecosystems, and society, and to more explicitly incorporate these relationships into river management. We synthesize understanding of relationships between people and rivers as conceived under the renewed definition of environmental flows. We present case studies from Honduras, India, Canada, New Zealand, and Australia that illustrate multidisciplinary, collaborative efforts where recognizing and meeting diverse flow needs of human populations was central to establishing environmental flow recommendations. We also review a small body of literature to highlight examples of the diversity and interdependencies of human-flow relationships—such as the linkages between river flow and human well-being, spiritual needs, cultural identity, and sense of place—that are typically overlooked when environmental flows are assessed and negotiated. Finally, we call for scientists and water managers to recognize the diversity of ways of knowing, relating to, and utilizing rivers, and to place this recognition at the center of future environmental flow assessments.

This analysis provides new estimates of chronic kidney disease (CKD) prevalence – including CKD of unknown etiology (CKDu) – across ten districts most affected by CKD in Sri Lanka, including an examination of rural householdsapos; historical reliance on groundwater consumption. A carefully designed household survey provides information on whether these households self-reported having a member in the decade prior to 2018, who had been clinically diagnosed with CKD. Households were classified according to whether or not they had used groundwater (from household wells, agro-wells or springs) as their primary source for drinking or cooking for at least five years between 1999 and 2018. More than 98% of households reported having consumed groundwater as their primary source of drinking or cooking water for at least five of those years and gt;15% of households reported having at least one CKD-affected member in the ten-year period up to 2018, but these numbers varied across and within districts. The reported characteristics of symptomatic individuals reveal that the incidence of CKD was significantly higher among females (62%) than males (38%). In addition to CKD, about 63% of symptomatic individuals had hypertension and about one-third of them also had diabetes. About 33% of the symptomatic individuals had neither diabetes nor hypertension, where this group most closely fits commonly used definitions of CKDu. With a survey response of over 8000 households comprising as many as 30,000 individuals, these data illustrate the scale of CKD in the most-affected districts of Sri Lanka on an aggregate basis as well as revealing differences across districts and at the sub-district level.

Mainstreaming gender in water governance through “how to do gender” toolkits has long been a development focus. It has been widely argued that such toolkits simplify the complex, nuanced realities of inequalities by gender in relation to water and fail to pay attention to the fact that the proposed users of such gender-water toolkits, i.e. mostly male water sector professionals, lack the skills, motivation and/or incentives to apply these toolkits in their everyday work. We adopt a feminist political ecology lens to analyse some of the barriers to reduce social inequalities in the management of global commons such as international rivers. Our findings highlight the leap of faith made in the belief that gender toolkits, as they exist, will filter through layers of a predominantly masculine institutional culture to enable change in ground realities of complex inequalities by gender. Analysing the everyday workings of two hydropower development organisations in India, we show how organisational structures demonstrate a blatant culture of masculinity. These two organisations, like many others, are sites where hierarchies and inequalities based on gender are produced, performed and reproduced. This performance of masculinity promotes and rewards a culture of technical pride in re-shaping nature, abiding by and maintaining hierarchy and demonstrating physical strength and emotional hardiness. In such a setting, paying attention to vulnerabilities, inequalities and disparities are incompatible objectives.

Global discourses have advocated womenapos;s empowerment as a means to enhance food security. Our objective was to critically review the causal linkages between womenapos;s empowerment and food availability and access. We relied on mixed methods and a cross-country analysis, using household survey data from Bangladesh, Nepal and Tajikistan and qualitative data from Nepal. The quantitative analysis highlights the diversity of patterns linking empowerment and food security indicators and the roles socio-economic determinants play in shaping these patterns across countries. The qualitative analysis further stresses the need for a truly intersectional approach in food security programmes that supports challenging the structural barriers that keep marginalised men and women food insecure. Lastly, our findings call for informing standardised measures of empowerment with an assessment of local meanings and values.

State control of land plays a critical role in producing land dispossession throughout the Global South. In Myanmar, the state’s approach towards territorial expansion has driven the country’s system of land governance, resulting in widespread and systemic land grabbing. This article investigates ongoing land governance reforms as key terrains for contesting such abuses of power. Employing a relational land governance approach, we view reform processes as shaped by changing power-laden social relations among government, civil society, and international donor actors. Legal and regulatory reforms in Myanmar potentially act as sites of meaningful social change but in practice tend to maintain significant limitations in altering governance dynamics. Civil society organizations and their alliances in Myanmar have played an important role in opening up policy processes to a broader group of political actors. Yet, policies and legal frameworks still are often captured by elite actors, becoming trapped in path dependent power relations.

The United Nations 2030 Agenda for Sustainable Development promises to achieve change in almost every aspect of life on Earth. Encompassing 17 Sustainable Development Goals (SDGs) and 169 targets, the Agenda marks the first time in history when all nations have agreed on how to chart their future. The SDGs are not just a global reporting exercise, however, but rather involve a global program that embraces country-led efforts. Guided by the ideas contained in the 2030 Agenda, each nation must seek to become more prosperous and sustainable, while contributing to the global effort at the same time. If all the countries achieve this, we will have a sustainable planet and a secure future for all. This document offers guidance on how developing countries can adapt the SDGs to their own contexts and priorities. It indicates important areas for developing countries to consider when creating their own program to achieve the SDGs, and provides examples of success to demonstrate concrete possibilities for progress.

Small reservoirs are a critical coping mechanism in water-stressed rural areas in Africa, providing immense livelihood benefits that include improved food and water security, entrepreneurial activities and climate resilience. Challenges associated with the implementation of investments in small reservoirs include appropriate site selection, weak institutions, insufficient maintenance and sedimentation. The findings from this study suggest that the benefits of small reservoirs may be tapped more efficiently by rehabilitating old sites rather than building new infrastructure. However, the findings also point to broader lessons on the need to change the way of doing business, i.e., to adopt a long-term, more holistic approach (or model) to the construction and maintenance of small reservoirs that matches the degree of the challenge associated with sustainably tapping the benefits of the water that they store.

The increasing demand for water, energy and food, and the interdependence of these systems could lead to potential human conflict in the future. This was seen in the food crisis of 2008, which stirred a renewed interest in taking a quot;systemsquot; approach to managing resources. The initial flurry of activities led to many nexus frameworks, but there remains a gap between theory and its implementation. This paper tries to look at various frameworks and unpacks the concept of nexus in order to develop matrices to help quantify and understand the interlinkages between the nexus systems. It suggests multi-level and multi-system indices to measure the health of nexus systems and to identify the weak links. It is hoped that such frameworks can be used at country level, and eventually be used to measure and rank countries on the health of their systems. The paper suggests a questionnaire that can be used (after modifying for local conditions) to collect country-level institutional and political-economy data (which is difficult to get from online resources) to be used in the framework.

Despite frequent calls for transformative approaches for engaging in agrarian change and water governance, we observe little change in everyday development and research praxis. Empirical studies on transformative engagements with gender relations among smallscale or tenant farmers and water user groups are particularly rare. We explore transformative engagements through an approach based on critical pedagogy (Freire, 1996) and transformative practice (Leder, 2018). We examine opportunities to promote empathy and critical consciousness on gender norms, roles and relations in agriculture and resource management. We developed and piloted an innovative “Participatory Gender Training for Community Groups” as part of two internationally funded water security projects. The training consists of three activities and three discussions to reflect on gender roles in families, communities and agriculture, to discuss the gendered division of labour and changing gender relations over time and space, and to create empathy and resolve conflicts through a bargaining role play with switched genders. The approach was implemented in twelve villages across four districts in Nepal and India (Bihar, West Bengal). Our results show how the training methods can provide an open space to discuss local gender roles within households, agriculture and natural resource management. Discussing own gender norms promotes critical consciousness that gender norms are socially constructed and change with age, class, caste and material and structural constraints such as limited access to water and land. The activities stimulated enthusiasm and inspiration to reflect on possible change towards more equal labor division and empathy towards those with weaker bargaining power. Facilitators have the most important role in transformative engagements and need to be trained to reinterpret training principles in local contexts, and to apply facilitation skills to focus on transforming rather than reproducing gender norms. We argue that the gender training methods can initiate transformative practice with the gender-water-agriculture nexus by raising critical consciousness of farmers, community mobilisers, and project staff on possibilities of social change “in situ”.

The Arab region needs a new generation of policies and investments in agricultural water. Agricultural water management has always posed challenges and opportunities in the Arab world. However, unprecedented and accelerating drivers such as climate change, population growth, and land degradation make agricultural water management a more urgent priority than ever before. In addition, as part of the 2030 UN Agenda for Sustainable Development, Arab countries have committed to work towards an ambitious set of development targets, the Sustainable Development Goals (SDGs). Unless the right policies and investments are put in place, it will be difficult to achieve the SDGs, including ending hunger and providing clean water and sanitation for all. This paper is part of an ongoing collaboration between the Food and Agriculture Organization of the United Nations (FAO) and the International Water Management Institute to foster dialogue on agricultural water policies and investments in the context of the FAO led Regional Water Scarcity initiative. The purpose of the paper is to frame the key challenges and opportunities in the sector – including emerging innovations in digital agriculture, water accounting, water supply and wastewater reuse – and to lay out broad strategic directions for action.

IWMI, a managing partner of FISH, conducted an assessment of youth participation in SSF, aquaculture and value chains between November 2017 and May 2018. The assessment was conducted in Africa and the Asia-Pacific, with a particular focus on the FISH focal countries of Egypt, Nigeria, Tanzania and Zambia in Africa and Bangladesh, Cambodia, Myanmar and Solomon Islands in the Asia-Pacific. The objectives of this study were to (i) assess the participation of youth in fisheries and aquaculture, including opportunities and challenges for participation, (ii) understand what WorldFish and key partners (government organizations, nongovernmental organizations [NGOs] and others) are doing in the focal countries in relation to youth participation, and (iii) (based on the former two points) provide potential areas for further research that could support improved youth participation in aquaculture, SSF and value chains. In this report, definitions of SSF and aquaculture are adopted from WorldFish.

This paper examines land use planning processes in Laos, particularly how they are shaped and reshaped by key actors’ interests and strategies across scales and how they are closely interlinked with state logics of territorialization. It critiques dominant perspectives that view land use planning as a tool for bridging policy and institutional divides to generate holistic land governance. Instead, it presents land use planning as a function of power and a contested arena of power struggle, driven primarily by the development targets of sectoral ministries and the interests of powerful local actors. We show how bureaucratic competition and sectoral fragmentation prevail directly within Laos’s National Land Master Plan formulation process. The paper shows how the logics of land governance in Laos are comprised of a disjuncture between national and local land use planning processes and, a disconnect between formal land use planning and actual land use across scales.

A reliable supply of water is critical for agricultural intensification and yield improvement. Technological devices that lift, transport and apply water contribute to increased yield from improved crop varieties and high input cultivation. The increasing use of motor pumps is a significant contribution to the development of small-scale irrigation. The objective of this study was to identify and analyze the trajectories of technological innovations and uptake for agricultural water management in farming systems in Sri Lanka, with a special focus on identifying impacts, emerging issues and potential responses to the rapid proliferation of motor pumps in the intensification of agriculture in the country. The Government of Sri Lanka promoted the rapid adoption of water pumps through interventions such as the development of groundwater wells for agriculture; provision of subsidies and credit facilities for purchasing micro-irrigation equipment; and government policies on tax, tariffs and extension support. At the same time, the high profit margin realized from cash crop cultivation motivated farmers to invest in water lifting and related technologies. Finally, water scarcity and restrictions on the use of surface water, i.e., canals, prompted a shift to using water-lifting technologies to pump groundwater. The use of water pumps in agriculture has expanded the area under cultivation; increased cropping intensity, especially during the dry seasons; changed the cropping pattern from low-return rice cultivation to high-return cash crop cultivation; and enhanced household incomes. Expanded and intensified cultivation has provided more opportunities for women to participate in agriculture, generating additional income, and enhancing their purchasing power and decision-making at the household level. Some farmers do not have groundwater wells and water pumps because they lack the necessary capital to make the initial investment. Smallholder farmers, in particular, are reluctant to risk their limited income on new technologies. This may lead to the further marginalization of poor farmers. Inclusive intensification will require helping farmers to access irrigation technology, for example, through carefully targeted subsidies and access to credit. Using water pumps can provide benefits to both users and non-users, but uncontrolled groundwater extraction may also create new problems by putting enormous pressure on common property resources. The government will need to take on a dual role to both promote the inclusive growth of small-scale irrigation, and to prevent and mitigate its negative environmental impacts. This second role may include establishing a regulatory system, setting standards for well construction, and monitoring and enforcing standards on extraction and water quality. There is an urgent need for institutional measures and governance arrangements to guide and regulate groundwater irrigation, especially in the context of intensive cultivation us

The rapid development of farmer-led irrigation is increasing agricultural productivity, incomes, employment and nutrition, but it might well not achieve its full potential. Small-scale irrigators tend to be younger, male and better-off. Women and resource-poor farmers – the majority of farmers in sub-Saharan Africa– are disadvantaged and often excluded from the numerous benefits to be gained from irrigation. Equity in access to water management technologies and practices is constrained by numerous factors, including high investment costs, absence of financial services, poor market integration, inadequate information services, and labour constraints. Lack of institutions for collective management of natural resources, such as water, further restricts access for resource-poor farmers, increasing inequity. In the absence of sustainable natural resources management approaches to agricultural intensification, this situation may become more acute as natural resources become increasingly valuable, and therefore contested. Realising the full potential of farmer-led irrigation requires contextualised policies, institutions and practices to improve equity, markets and sustainability and help ensure that sector growth is inclusive and beneficial.

This report builds on prior work to provide a new, comprehensive, and balanced view of water security in Pakistan, stressing the importance of the diverse social, environmental, and economic outcomes from water. The report highlights the complex water issues that Pakistan must tackle to improve water security and sheds new light on conventional assumptions around water. It seeks to elevate water security as an issue critical for national development. The report assesses current water security and identifies important water-related challenges that may hinder progress in economic and human development. It identifies unmitigated water-related risks, as well as opportunities where water can contribute to economic growth and poverty reduction. The report analyzes how the performance and architecture of the water sector are related to broader economic, social, and environmental outcomes. It models alternative economic trajectories to identify where intervention can lead to a more water-secure future. A consideration of water sector architecture and performance and how these determine outcome leads to recommendations for improving aspects of sector performance and adjusting sector architecture for better outcomes. The sector performance analysis considers (a) management of the water resource, (b) delivery of water services, and (c) mitigation of water-related risks. The description of sector architecture considers water governance, infrastructure, and financing.

This paper reexamines how local governments exercised the legal powers related to their official rights and duties to manage the impacts of both large-scale mining (LSM) and artisanal small-scale mining (ASM) activities, and how local households perceived resource changes and what strategies they have adopted to adapt their livelihoods based on a case study of the Phu-Hae area, in Xieng Khouang province of northern Lao PDR. It reveals that local government agencies have insufficient capacity to exercise their legal powers to protect natural resources and local livelihoods, partly as a result of weak governance mechanisms. The impacts from LSM and ASM had degraded natural resources and changed local livelihood strategies, impacting particularly the poorer households and women who perceived ASM as a means to increase income and sustain precarious livelihoods, which was often as the expense of the environment and their health. It highlights the need to strengthen capacity to local government and technical training targeted at farming and non-farming livelihood activities for the local community as a way of facilitating alternative income sources for poor households involved with artisanal mining.

Despite decades of gender mainstreaming in the water sector, a wide gap between policy commitments and outcomes remains. This study aims at offering a fresh perspective on such policy gaps, by analysing how gendered discourses, institutions and professional culture contribute to policy gaps. We rely on a conceptual framework originally developed for analysing strategic change, which is used to analyse gender in the public water sector in Nepal. Our analysis relies on a review of national water policies and a series of semi-structured interviews with male and female water professionals from several public agencies. Our findings evidence how dominant discourses, formal rules and professional culture intersect to support and reproduce hegemonic masculine attitudes and practices of water professionals. Such attitudes and practices in turn favour a technocratic implementation of policy measures. We argue that gender equality policy initiatives in the water sector have overly focused on local level formal institutions and have not adequately considered the effects of masculine discourses, norms and culture to be effective in making progress towards gender equity. We conclude with policy recommendations.

Collective farming has been suggested as a potentially useful approach for reducing inequality and transforming peasant agriculture. In collectives, farmers pool land, labor, irrigation infrastructure, agricultural inputs and harvest to overcome resource constraints and to increase their bargaining power. Employing a feminist political ecology lens, we reflect on the extent to which collective farming enables marginalized groups to engage in smallholder agriculture. We examine the establishment of 18 farmer collectives by an action research project in the Eastern Gangetic Plains, a region characterised by fragmented and small landholdings and a high rate of marginalised and landless farmers. We analyze ambivalances of collective farming practices with regard to (1) social relations across scales, (2) intersectionality and (3) emotional attachment. Our results in Saptari/ Eastern Terai in Nepal, Madhubani/Bihar, and Cooch Behar/West Bengal in India demonstrate how intra-household, group and community relations and emotional attachments to the family and neighbors mediate the redistribution of labor, land, produce and capital. We find that unequal gender relations, intersected by class, age, ethnicity and caste, are reproduced in collective action, land tenure and water management, and argue that a critical feminist perspective can support a more reflective and relational understanding of collective farming processes. Our analysis demonstrates that feminist political ecology can complement commons studies by providing meaningful insights on ambivalences around approaches such as collective farming.

Floods account for a majority of disasters, especially in South Asia, where they affect 27 million people annually, causing economic losses of over US$1 billion. Climate change threatens to exacerbate these risks. Risk transfer mechanisms, such as weather index insurance (WII) may help buffer farmers against these hazards. However, WII programs struggle to attract the clients most in need of protection, including marginalized women and men. This risks re-enforcing existing inequalities and missing opportunities to promote pro-poor and gender-sensitive development. Key questions, therefore, include what factors constrain access to WIIs amongst heterogeneous communities, and how these can be addressed. This paper contributes to that end through primary data from two WII case studies (one in India, the other in Bangladesh) that identify contextual socio-economic and structural barriers to accessing WII, and strategies to overcome these. More significantly, this paper synthesizes the case study findings and those from a review of the literature on other WII initiatives into a framework to promote a systematic approach to address these challenges: an important step forward in moving from problem analysis to remedial action. The framework highlights actions across WII product design, implementation and post-implementation, to minimize risks of social exclusion in future WII schemes.

This paper examines whether longer training increases farm participation in community-managed water user associations, in a context where assignment to training duration was not randomized and none of these institutions existed before training began. We also examine whether participation is affected when farm managers migrate and leave farm operations to other workers, in a context where only managers have been directly trained, almost all managers are male, and females are increasingly operating farms. We collected microdata from 1855 farms in Southern Tajikistan, where farm managers in 40 subdistricts received longer training, while those in the other 40 received shorter training. These ‘treatment’ and ‘control’ subdistricts were selected by constructing propensity scores and matching without replacement to address observable selection effects that may affect assignment to training duration. Farms were then selected from a census using a stratified random sampling process. A difference-in-difference technique with right-hand-side covariates is employed, where both sets of data were collected after training was completed. This choice of econometric methods controls against farm-level selection effects, but introduces a potential bias due to measurement error. Longer training has a causal effect on increasing participation in WUAs. Results also demonstrate that when male workers not directly trained operate farms, participation is not affected; however, participation is negatively affected when female workers operate farms. These results provide evidence for designing irrigation management programs to target female workers directly, in order to strengthen institutions whose success depends on active farm participation.

Drought is a noteworthy cause of low agricultural profitability and of crop production vulnerability, yet in numerous countries of Africa little to no consideration has been paid to readiness for drought calamity, particularly to spatial evaluation and indicators of drought occurrence. In this study, biophysical and socio-economic data, farmers’ community surveys and secondary data from remote sensing on soil characteristics and water demand were used to evaluate the predictors of drought in inland valley rice-based production systems and the factors affecting farmers’ mitigation measures. The study intervened in three West African countries located in the Sudan-Sahel zone, viz. Burkina Faso, Mali and Nigeria. Significant drying trends occurred at latitudes below 1130apos; whilst significant wetting trends were discerned at latitude above 1130apos;. Droughts were more frequent and had their longest duration in the states of Niger and Kaduna located in Nigeria and in western Burkina Faso during the period 1995–2014. Among 21 candidate predictors, average annual standardized precipitation evapotranspiration index and duration of groundwater availability were the most important predictors of drought occurrence in inland valleys rice based-production systems. Land ownership and gender affected the commitment of rice farmers to use any mitigation measure against drought. Drought studies in inland valleys should include climatic water balance and groundwater data. Securing property rights and focusing on women’s association would improve farmers’ resilience and advance drought mitigation measures.

Diverse agricultural technologies are promoted to increase yields and incomes, save time, improve food and nutritional security, and even empower women. Yet a gender gap in technology adoption remains for many agricultural technologies, even for those that are promoted for women. This paper complements the literature on gender and technology adoption, which largely focuses on reasons for low rates of female technology adoption, by shifting attention to what happens within a household after it adopts a technology. Understanding the expected benefits and costs of adoption, from the perspective of women users in households with adult males, can help explain observed technology adoption rates and why technology adoption is often not sustained in the longer term. Drawing on qualitative data from Ethiopia, Ghana, and Tanzania, this paper develops a framework for examining the intrahousehold distribution of benefits from technology adoption, focusing on small-scale irrigation technologies. The framework contributes to the conceptual and empirical exploration of joint control over technology by men and women in the same household. Efforts to promote technology adoption for agricultural development and women’s empowerment would benefit from an understanding of intrahousehold control over technology to avoid interpreting technology adoption as an end in and of itself.

Study region : Transboundary aquifers (TBAs) of Africa.; Study focus: Review of work on TBAs in Africa, including an overview of assessments and management efforts that have taken place over the last half century.; New hydrological insights : Seventy-two TBAs have been mapped in Africa. They underlie 40% of the continent, where 33% of the population lives, often in arid or semi-arid regions. TBA inventories have progressed since 2000 and remain work in progress. Despite their importance only eleven TBAs have been subjected to more detailed studies. Cooperation has been formalised for seven TBAs. Most of these TBAs are in North Africa and the Sahel. The recent global Transboundary Waters Assessment Programme compiled information at the national level to describe TBAs in terms of key indicators related to the water resource, socio-economic, and legal and institutional conditions. Availability of data at national level is low, hampering regional assessment. Comparing indicators, from questionnaire surveys, with those from a global water-use model showed variable levels of agreement, calling for further research. Reports on agreements scoping TBA management, indicate that this may be dealt with within international river/lake agreements, but reported inconsistencies between TBA sharing countries also indicate that implementation is limited. Increasing awareness and support to joint TBA management is noticeable amongst international organisations. However, such cooperation requires long-term commitment to produce impacts at the local level.

Overall high annual precipitation in Sri Lanka belies significant spatial and temporal variation in surface water availability. The ‘dry zone’ comprising two-third of Sri Lanka’s land area receives significantly less rainfall and has high precipitation rates and a five-month dry season. Nevertheless, these regions account for the majority of rice production, the staple crop, thanks largely to the ancient hydraulic civilization based on networks of rainwater harvesting (irrigation) tanks. This manipulation of surface water resources including modern surface irrigation schemes continues to form the backbone of dry zone farming. Groundwater irrigation has remained in the shadows except in the North where surface flows are absent. This scenario is now changing as population growth; poorly maintained infrastructure; commercial agriculture; sectoral competition for water and climate change combine to exert severe pressure on surface water resources. Since the dry zone is also home to a large number of Sri Lanka’s poor households, and a close association exists between high poverty clusters and access to irrigation, the implications of water insecurity for a range of poverty indicators are clear. Not surprisingly, these pressures have prompted an increasing recourse to groundwater in several parts of the dry zone, as governments and farmers recognize the imperative to increase agriculture output, promote crop diversification, and improve agrarian incomes. Yet, with limited groundwater potential, limited detailed knowledge of this resource, and under-developed groundwater-oriented institutions, it is far from certain whether future groundwater exploitation can steer away from anarchy.

This paper develops a conceptual framework with an indicator-based approach to assess Climate-Smart Villages (CSVs) and applies it to case study sites in Lao PDR (Ekxang CSV), Cambodia (Rohal Suong CSV), and Vietnam (Tra Hat CSV) in Southeast Asia. The intensification, extensification, diversification, commercialization, alteration of practices, use of common lands, migration strategies that can augment climate resilience, farm income, assets, and food security are assessed based on a composite index of the strategies and key outcome variables. The study demonstrates a method that can be applied widely for assessing climate-smart agriculture strategies and finding possible entry points for climate-smart interventions. The influence of gender in resource control and livelihood strategies is also discussed. It is also evident that the climate-smart interventions can augment different livelihood strategies of farmers and enhance the developmental and climate resilience outcomes. There is a need to prioritize the possible interventions in each case and implement them with the help of donor agencies, local institutions, and government offices.

Building on existing literature and the analysis of a portfolio of development projects (past and under implementation), this paper reviews the evolution of water user associations (WUAs) in sub-Saharan Africa (SSA), reflecting on the conceptualization of how they operate, and the promised outcomes related to irrigation development, and the efficient and effective delivery of irrigation services. It also moves one step further from existing studies on WUAs, postulating that additional reflection is needed to understand the limitations of WUAs and proposes alternative, viable and context-based adapted models. This need is particularly strong in SSA where irrigation is incipient, and governments and donors are still consolidating their development approaches. Whereas a growing body of international literature takes into account the sociopolitical context of decentralized irrigation management, practical indication on what remains to be done to address the various limitations found in SSA stays meagre and scattered. The objective of this paper is not to challenge the myth of WUAs but to learn how to better deliver on the promised outcomes. The underlying message is that, if the SSA region is to be made water and food secure while respecting resource sustainability, community development, livelihoods and equality of resource access, the recurrent templates for WUA management and governance need to be revisited and adapted to local needs.

Land grabbing has transformed rural environments across the global South, generating resistance or political reactions “from below”. In authoritarian countries like Laos, where resource investments are coercively developed and insulated from political dissent, resistance appears absent at first glance. Yet, it is occurring under the radar, largely outside transnational activist networks. In this article, we examine how resistance can protect access to rural lands in contexts where it is heavily repressed. Resistance here occurs with, rather than against the state by foregrounding the contradictions of land use and ownership within state spaces, such as competing goals of large-scale industrial plantations versus smallholder agriculture and national forest conservation. Such contradictions are engaged by using historical, place-based political connections to exploit the scalar frictions of a fragmented state and occupying plantation clearance sites to highlight contested lands in situ. Nonetheless, such strategies remain spatially and socially uneven amongst the Lao peasantry.

Despite extensive literature on the complex nature of empowerment, current efforts to measure women’s empowerment in the agricultural development sector are largely limited to assessing visible forms of agency. We take a critical look at current efforts to measure women’s empowerment at the individual/household level through standardized tools. We examine the results of a household survey conducted in Nepal using the Women’s Empowerment in Agriculture Index (WEAI), which was developed as a monitoring and evaluation tool for the Feed the Future Initiative. Our interpretation of the results is informed by qualitative fieldwork conducted in the same region. In our quantitative analysis, we regress correlates of empowerment identified in the literature, such as age, education, household wealth, income, and household composition, on individual empowerment as measured by the WEAI. While several factors associated with women’s empowerment are significantly associated, household composition and intra-household relationships, which we expected to be essential factors in the local context, appear to be unrelated to the WEAI empowerment score. A measure of critical consciousness tested alongside the WEAI instrument appears instead to be closely associated with these factors. Our qualitative findings reveal that there is a discrepancy between local meanings of empowerment and definitions of empowerment defined in terms of agency. Based on these results, we suggest that improvements in measurement may be possible if approaches that measure power predominantly in terms of agency or decision-making were to include critical consciousness in their framework.

What gets measured gets done! This saying implies that without quantifying what needs to be done, doing it may not be possible. This term is relevant to how African countries will implement the United Nations (UN) Sustainable Development Goals (SDGs) by 2030, particularly in tracking progress on SDG 5 on gender equality and the empowerment of women and girls. During the Millennium Development Goals (MDGs), governments failed to establish baselines for measuring progress in meeting the goals. To ensure that no country is left behind, the UN came up with a list of indicators (Tiers 1-3) for tracking progress in achieving SDGs targets. Tier 1 indicators fall in conventional data sets and almost all countries have these data. The process for implementation, through domestication and localisation by countries, includes the responsibilities of reporting, tracking and monitoring. The article highlights the importance of attempts to establish a broad baseline of data on women in Africa. An Afro-barometer, drawing from UN Tier 1 indicators and using a composite index and data drawn from the World Development Indicators (WDI), is a tentative step towards a baseline for tracking progress towards achieving SDG 5 in Africa. The research established data for 52 of the 54 African countries on women for three indicators, namely: women’s political representation, maternal mortality rates and women’s labour force participation. The gaps in the available data, places a question mark over the capacity and will to measure key indicators of gender inequality by countries. Implementation and reporting is integral to the achievement of the SDGs as well as the African Agenda 2063 and call for political will and resources on the continent to move from the merely aspirational, towards the transformation that the agendas propose.

This article presents a pilot and baseline African Green Growth Index (AGGI). The work is premised on the importance of Africa implementing green growth strategies. Baseline indicators allow countries to monitor progress towards green growth transition. The AGGI incorporates 48 indicators applied to 22 countries that had the requisite data. What emerges is that 18 out of the 22 African countries sampled scored 50 percentage points and above. The countries scoring below this threshold were: Egypt, Algeria, Nigeria and South Africa. The top five countries on the AGGI (as ranked from 1-5) were: Namibia, Zambia, Ghana, Tanzania and Togo. The authors recommend that for wider acceptance across the continent, the AGGI should work towards incorporating all 54 nations.

This report outlines a business model approach to assessing the feasibility and for encouraging investment in smallholder solar pump irrigation. It also proposes a new methodology for mapping the suitability of solar energy-based irrigation pumps. The proposed business model framework and the methodology for suitability mapping are applied to Ethiopia as a case study, based on data from existing case studies and reports. A brief analysis outlines the regulatory and institutional context for investment in solar pump irrigation, and the ways in which it both constrains and attempts to support investment. The report identifies and outlines three business model scenarios that present opportunities for investing in smallholder solar pump-based irrigation, which would contribute towards sustainable intensification for food and nutrition security. The business model scenarios are based on the value proposition of supplying water to smallholder farmers for irrigated agricultural production. Analysis of potential gains and benefits suggests that direct purchase of solar pumps by farmers is feasible, and that out-grower schemes and pump supplier options with bundled financing offer promising solutions. The potential constraints that different investors may face in up-scaling the business models are also discussed, particularly within institutional, regulatory and financial contexts. The report provides development actors and investors with evidence-based information on the suitability and sustainability of solar pump irrigation in Ethiopia, as well as suggestions for helping to enable smallholders to invest in individually-owned, smallholder photovoltaic (PV) solar pumps.

Women play an increasingly greater role in agriculture. Ensuring that they have opportunities—equal to those of men—to participate in transforming agriculture is a prerequisite for sustainable intensification. Increased gender equity in agriculture is both a practical and a social justice issue: practical because women are responsible for much of the production by smallholders; and social justice because in many cases they currently do not have rights over land and water resources, nor full access to markets, and often they do not even control the crops they produce. Strategies to promote gender equity must be tailored carefully to the social and economic context.

The residents of the Ganges and Mekong River deltas face serious challenges from rising sea levels, saltwater intrusion, pollution from upstream sources, growing populations, and infrastructure that no longer works as planned. In both deltas, scientists working for nearly two decades with communities, local governments and nongovernmental organizations (NGOs) have demonstrated the potential to overcome these challenges and substantially improve people’s livelihoods. There are cost-effective solutions to improving the totality of ecosystem services and market opportunities for young women and men.

Degradation of freshwater ecosystems and the services they provide is a primary cause of increasing water insecurity, raising the need for integrated solutions to freshwater management. While methods for characterizing the multi-faceted challenges of managing freshwater ecosystems abound, they tend to emphasize either social or ecological dimensions and fall short of being truly integrative. This paper suggests that management for sustainability of freshwater systems needs to consider the linkages between human water uses, freshwater ecosystems and governance. We present a conceptualization of freshwater resources as part of an integrated social-ecological system and propose a set of corresponding indicators to monitor freshwater ecosystem health and to highlight priorities for management. We demonstrate an application of this new framework —the Freshwater Health Index (FHI) — in the Dongjiang River Basin in southern China, where stakeholders are addressing multiple and conflicting freshwater demands. By combining empirical and modeled datasets with surveys to gauge stakeholdersapos; preferences and elicit expert information about governance mechanisms, the FHI helps stakeholders understand the status of freshwater ecosystems in their basin, how ecosystems are being manipulated to enhance or decrease water-related services, and how well the existing water resource management regime is equipped to govern these dynamics over time. This framework helps to operationalize a truly integrated approach to water resource management by recognizing the interplay between governance, stakeholders, freshwater ecosystems and the services they provide.